A
Scourge of Small Arms
by Jeffrey Boutwell & Michael T. Klare

Scientific American ©2000 All rights reserved.
With a few hundred machine guns and mortars, a small army can take
over an entire country, killing and wounding hundreds of thousands
MOST
media accounts of the 1994 Rwandan genocide emphasized the use of traditional
weapons -- clubs, knives, machetes -- by murderous gangs of extremist
Hutu. As many as one million Tutsi and moderate Hutu perished, many
of them women and children. To outsiders, it appeared as if the people
of Rwanda had been caught up in a violent frenzy, with common farm implements
as their favored instruments of extermination.
But this isn't the whole
story. Before the killing began, the Hutu-dominated government had distributed
automatic rifles and hand grenades to official militias and paramilitary
gangs. It was this firepower that made the genocide possible. Militia
members terrorized their victims with guns and grenades as they rounded
them up for systematic slaughter with machetes and knives. The murderous
use of farm tools may have seemed a medieval aberration, but the weapons
and paramilitary gangs that facilitated the genocide were all too modern.
The situation there was
far from unique. Since the end of the cold war, from the Balkans to
East Timor and throughout Africa, the world has witnessed an outbreak
of ethnic, religious and sectarian conflict characterized by routine
massacre of civilians. More than 100 conflicts have erupted since 1990,
about twice the number for previous decades. These wars have killed
more than five million people, devastated entire geographic regions,
and left tens of millions of refugees and orphans. Little of the destruction
was inflicted by the tanks, artillery or aircraft usually associated
with modern warfare; rather most was carried out with pistols, machine
guns and grenades. However beneficial the end of the cold war has been
in other respects, it has let loose a global deluge of surplus weapons
into a setting in which the risk of local conflict appears to have grown
markedly.
The cold-war-era preoccupation
with nuclear arms and major weapons systems has left those of us in
the arms-control community with very little knowledge about the global
trade in small arms (technically, pistols, revolvers, rifles and carbines)
and light weapons (machine guns, small mortars, and other weapons that
can be carried by one or two people). Over the past few years, however,
many of us have begun to examine why these weapons are so easily accessible
and how they affect the societies now flooded with them. The disturbing
findings are driving a new arms-control movement, led by a loose coalition
of the United Nations, concerned national governments and nongovernmental
organizations.
Small arms and light weapons
are weapons of choice in most internal conflicts for a number of reasons:
they are widely obtainable, relatively cheap, deadly, easy to use and
easy to transport. Unlike major conventional weapons, such as fighter
jets and tanks, which are procured almost exclusively by national military
forces, small arms span the dividing line between government forces
-- police and soldiers -- and civilian populations. Depending on the
gun laws of a particular country (if such regulations even exist or
are enforced), citizens may be permitted to own anything from pistols
and hunting guns to military-type assault weapons.
In contrast to the declining
trade in major weaponry since the end of the cold war, global sales
of small arms and light weapons remain strong. No organization, private
or public, provides detailed data on the global trade in these weapons,
in part because of the difficulty of tracking so many transactions (and
because of the low level of attention that has been paid to the problem).
Reliable estimates of the legal trade in small arms and light weapons
put the annual figure between $7 billion and $10 billion. A large but
unknown quantity of small arms -- worth perhaps $2 billion to $3 billion
a year -- is traded through black-market channels. Because data are
so scarce, comparing these numbers to those for small-arms exports during
the cold war is difficult. But studies in southern Africa and the Indian
subcontinent do indicate that during the 1990s the availability of modern
assault rifles increased considerably.
Governments transfer vast
quantities of small arms, either through open, acknowledged military
aid programs or through covert operations. And as the size of their
militaries has dwindled, Western and ex-Communist countries have sold
off their excess weapons to almost any interested party. Most arms,
though, are sold by private firms on the legal market through ordinary
trade channels. Although such sales are supposedly regulated, few countries
pay close attention. The U.S. probably has some of the strictest controls,
but even so, it sold or transferred $463 million worth of small arms
and ammunition to 124 countries in 1998 (the last year for which such
data are available). Of these countries, about 30 were at war or experiencing
persistent civil violence in 1998; in at least five, U.S. or U.N. soldiers
on peacekeeping duty have been fired on or threatened with U.S.-supplied
weapons.
We have few data on the
quantity or dollar value of small arms sold by other manufacturers.
Based on existing weapons inventories of military and police forces
around the world, though, certain major suppliers can be identified:
Russia (maker of the AK-47 assault rifle and its derivative, the AK-74),
China (maker of an AK-47 look-alike known as the Type 56 rifle), Belgium
(FAL assault rifle), Germany (G3 rifle), the U.S. (M16 rifle) and Israel
(Uzi submachine gun).
Common small arms such
as the AK-47 are cheap and easy to produce and are extremely durable.
Manufactured in large quantities in more than 40 countries, they can
be purchased at bargain-basement prices in many areas of the world.
In Angola, for instance, a used AK-47 can be acquired for as little
as $15 -- or a large sack of maize. Cost is a crucial factor: many of
the belligerents in these internal battles are poor and have often been
barred from the legal arms market. As a result, they consider cheap
small arms and light weapons, perhaps traded illegally, to be their
only option.
The proliferation of automatic
rifles and submachine guns has given paramilitary groups a firepower
that often matches or exceeds that of national police or constabulary
forces. Modern assault rifles can fire hundreds of rounds of ammunition
per minute. A single gunman can slaughter dozens or even hundreds of
people in a short time. With the incredible firepower of such arms,
untrained civilians -- even children -- can become deadly combatants.
Unlike the weapons of earlier eras, which typically required precision
aiming and physical strength to be used effectively, ultralight automatic
weapons can be carried and fired by children as young as nine or 10
[see "Children of the Gun," on page 60].
Although the figure of
$10 billion spent on small arms and light weapons each year may seem
insignificant when compared with the roughly $850 billion spent annually
on military forces around the world, the money for light weapons has
had a hugely disproportionate impact on global security. In addition
to ravaging so many countries, the arms have drastically increased the
demands placed on humanitarian aid agencies, U.N. peacekeepers and the
international community. To cite but one statistic, international relief
aid for regions in conflict increased fivefold during the 1990s, to
a high of $5 billion a year. At the same time, long-term development
aid dropped overall. Short-term remedies have replaced more lasting
cures for the worst ills of poverty, deprivation and war. Moreover,
armed militias equipped with but a few thousand assault rifles have
erased the benefits of billions of dollars and years of development
effort in many poor countries.
From 100 Men to the Presidency
Nowhere has the relation
between the accessibility of light weapons and the outbreak and severity
of conflict been more dramatically evident than in West Africa. Liberia
was the first to suffer. On Christmas Eve in 1989, insurgent leader
Charles Taylor invaded the country with only 100 irregular soldiers
armed primarily with AK-47 assault rifles; within months, he had seized
mineral and timber resources and used the profits to purchase additional
light weapons. Had he needed to equip his forces with heavier weapons
such as artillery, armored cars and tanks -- the weapons conventionally
associated with a conquering army -- Taylor would have faced crippling
logistical obstacles. In comparison, a few boatloads of assault rifles,
rocket-propelled grenades and machine guns were simple to transport
and provided more than enough firepower. In 1990 Taylor's ill-trained
and undisciplined insurgents toppled the government of President Samuel
Doe (who had come to power in a conventional, albeit bloody, coup 10
years ear lier). Fighting continued for seven more years.
The firepower of modern
small arms -- and the rapid escalation of violence that such weaponry
makes possible -- was evident even in the early stages of Liberia's
civil war. In August 1990, in retaliation for Ghana's participation
in a West African peacekeeping force (which had tried but failed to
stop the fighting), Taylor's troops slaughtered 1,000 Ghanaian immigrants
in one day in the Liberian village of Marshall. Likewise, forces loyal
to Doe massacred 600 ethnic Gio and Mano -- Liberian groups that favored
Taylor -- as they vainly sought refuge in a church in the capital city,
Monrovia.
Sierra Leon was next. In
1991 Taylor and a disgruntled army officer from Sierra Leone, Foday
Sankoh, initiated an informal alliance. Soon weapons and fighters were
flowing back and forth across the border between the two countries.
By 1999 the civil war in Sierra Leone had claimed the lives of more
than 50,000 people, while another 100,000 had been deliberately injured
and mutilated. Only in the summer of 1999 did the combined efforts of
the U.N. and West African peacekeepers prove successful in helping to
broker a peace agreement -- an agreement that included a campaign to
collect and destroy former combatants' weapons.
The current peace efforts
in Sierra Leone and Liberia remain tenuous and highly dependent on what
happens to the tens of thousands of weapons now in these countries.
By October 1999 the disarmament program in Liberia had destroyed some
20,000 small arms and light weapons and more than three million rounds
of ammunition. Across the border in Sierra Leone, however, U.N. officials
complain that former rebels surrender to peacekeepers without also turning
in their weapons, despite a $300 cash incentive to relinquish their
guns. Unfortunately, this inability to disarm former combatants has
led to renewed outbreaks of fighting during the past several months.
Much the same cycle of
violence engulfed Rwanda -- but on an even more horrific scale. The
majority Hutu government and the minority Tutsi opposition both had
been amply supplied with small arms and light weapons. France, Egypt
and South Africa outfitted the government; Uganda and China equipped
the Tutsi-dominated Rwandan Patriotic Front (RPF). While government
forces held off the RPF with mortars and machine guns, Hutu militiamen
armed with guns and machetes slaughtered up to one million Tutsi and
moderate Hutu in May and June of 1994. The genocide ended only when
most Tutsi in Rwanda had been killed or had fled to areas controlled
by the RPF.
Similar acts of brutality
routinely characterize today's ethnic and sectarian violence. Once competing
groups have been armed with automatic weapons, any minor dispute can
escalate quickly into a major bloodbath. And the availability of such
weapons, even in remote and inaccessible places such as southern Sudan
and eastern Congo, makes it difficult for the international community
to bring the warring parties to the bargaining table -- and, when a
cease-fire is signed, to curb the cycle of bloodletting. Brokering peace
has proved especially difficult in countries such as Angola and Sierra
Leone, where rebel forces have been able to exchange diamonds or other
commodities for guns and ammunition on the black market.
The Corrosive Effect of Guns
The root causes of ethnic,
religious and sectarian conflicts around the world are of course complex
and varied, typically involving historical grievances, economic deprivation,
demagogic leadership and an absence of democratic process. Although
small arms and light weapons are not themselves a cause of conflict,
their ready accessibility and low cost can prolong combat, encourage
a violent rather than a peaceful resolution of differences, and generate
greater insecurity throughout society -- which in turn leads to a spiraling
demand for, and use of, such weapons.
In 1998, in a comprehensive
survey of the problem of small-arms proliferation, the International
Committee of the Red Cross (ICRC) noted its deepening concerns about
this issue, particularly regarding the safety of civilians. As a leading
guardian of international humanitarian law, the ICRC stated that it
was especially troubled by three dangerous trends. First, the group
expressed its alarm at the growing number of civilian deaths and injuries
-- which often reach 60 to 80 percent of total casualties -- that occur
in modern conflicts. Equipped with rapid-fire automatic weapons, untrained
and undisciplined fighters, few of whom know anything of the Geneva
Conventions on human rights, either specifically target civilians or
fire indiscriminately into crowds, killing and wounding scores of noncombatants,
including women and children.
Second, civilians now suffer
increased pain and deprivation when international relief operations
must be suspended more frequently because the aid workers themselves
have become targets of attack. In the 1990s more than 40 ICRC personnel
were killed in Chechnya and Rwanda alone, compared with the 15 who lost
their lives in all conflicts between 1945 and 1990.
Third, societies awash
in weapons often find themselves caught in a culture of violence even
after the formal conflict ends. For young ex-combatants who have known
little else besides war, their weapons become a status symbol and a
means of making a living, either through individual acts of street crime
or as part of an organized criminal operation.
By conducting interviews
with its field personnel and by analyzing medical data collected during
its operations in Cambodia and Afghanistan, the ICRC has been able to
document the high rates of civilian death and injury caused by small
arms and light weapons, both during armed combat and after the fighting
had stopped. In looking at the data from Afghanistan, for example, researchers
found that weapons-related injuries decreased by only one third after
the civil war ended and that gunshot fatalities actually increased.
In many postconflict societies, up to 70 percent of all civilians still
possess military-type firearms, mainly assault rifles such as the M16
and AK-47. ICRC personnel indicate that these weapons are responsible
for more than 60 percent of all weapons-related deaths and injuries
in internal conflicts -- far more than land mines, mortars, grenades,
artillery and major weapons systems combined. From El Salvador to South
Africa, the story is depressingly similar: years of internal conflict
are fol lowed by high rates of social and criminal violence made possible
by the easy access to small arms and light weapons.
Faced with the chaos and
devastation wrought by the influx of small arms and light weapons, political
leaders are now beginning to push for their control. In July 1998 representatives
of 21 countries (including the U.S., Brazil, the U.K., Germany, Japan,
Mexico and South Africa) met in Oslo and agreed to work together to
curb the proliferation of these weapons. The U.N. has also called on
member states to tighten their munitions-export regulations and to cooperate
in efforts to suppress illicit trade in small arms. But although there
is widespread agreement that something must be done, there is considerable
uncertainty as to what. Nevertheless, arms experts and others are beginning
to devise practical and enforceable methods for controlling the small-arms
trade.
Proponents of small-arms
control have largely abandoned the goal of enacting a single, all-encompassing
instrument like the land-mine treaty. When signed in 1997, that treaty
seemed a natural model for an agreement that would prohibit most exports
of small arms and light weapons. But eliminating all transfers of small
arms between states would never receive the support of those countries
that depend on imported weapons for their basic military and police
requirements. Many states, including China and Russia, also view guns
as legitimate items of commerce and are thus reluctant to embrace any
measures that would restrict their trade. Accordingly, the favored approach
emphasizes a multidimensional effort aimed at eliminating illicit arms
transfers and imposing tighter controls on legal sales, along with promoting
democratic reform and economic development in poor, deeply divided societies.
Setting Sights on Arms Control
No widely accepted blueprint
describes how to accomplish such broad goals. Arms-control experts have
agreed, however, on five basic principles. First, timely information
on global trafficking in small arms must be made available for the identification
of dangerous trends (such as the buildup of arms stockpiles in areas
of instability) and for the facilitation of local or regional curbs
on imports. Some data on small-arms deliveries are now made public by
individual suppliers -- the U.S. and Canada have been particularly forthcoming
in this regard -- but at present there is no international system of
reporting. The only existing mechanism of this kind, the U.N. Register
of Conventional Weapons, covers major weapons only.
Second, major military
suppliers should adopt strict standards for the export of weapons through
legal channels. Although the manufacture of small arms and light weapons
is widely dispersed, a dozen or so countries are responsible for the
bulk of arms sold on the international market. These include the five
permanent members of the U.N. Security Council -- the U.S., Russia,
China, the U.K. and France -- plus a number of other European, Asian
and Latin American countries. If these countries could agree to a common
system of restraints on exports, the sale of arms to areas of instability
should fall substantially. Some weapons would still flow through clandestine
channels, but most large-scale transactions would be subject to international
oversight.
Third, no system that regulates
the supply of arms can be entirely effective without an effort to dampen
the global demand for arms, especially in areas of recurring conflict.
Significant progress has been made in this direction in West Africa,
the locale of several of the most pernicious conflicts of the 1990s.
In 1998, under the prodding of Alpha Oumar Konaré, the visionary president
of Mali, the Economic Community of West African States (ECOWAS) adopted
a three-year moratorium on the import, export and manufacture of small
arms and light weapons. This moratorium represents the first time that
a bloc of states that import large numbers of light weapons has adopted
a measure of this kind and stands as an important model that other regions
can emulate. Already member states of the Southern African Development
Community (SADC) have considered such a step; a group of East African
states met in Kenya in March to discuss a similar enterprise.
Fourth, efforts to control
the legal trade will have only limited effect unless steps are taken
to eradicate the black-market trade in arms. The Organization of American
States (OAS) has been especially active in working to curb this trade.
Recognizing the close link between illicit arms sales, drug trafficking
and violent crime, the members of the OAS adopted a convention in 1997
that requires member states to criminalize the unauthorized production
and transfer of small arms and to cooperate with one another in suppressing
the black-market trade. (The U.S. has signed the treaty, but the Senate
has not yet ratified it.) The Clinton administration is pushing to have
similar measures incorporated into the Transnational Organized Crime
Convention, now being negotiated in Vienna, to make them applicable
in every region of the world. To promote further cooperation in this
area, the U.N. plans to convene a conference on illicit arms trafficking
next summer.
Finally, as U.N. peacekeepers
in Angola, Rwanda, Somalia and elsewhere have learned, peace agreements
must help reintegrate former combatants into the civilian economy, or
fighters are likely to drift into careers as mercenaries, insurgents
or brigands -- taking their guns with them. The collection and destruction
of used and surplus weapons is perhaps the most challenging aspect of
the small-arms problem. Nevertheless, individual states and nongovernmental
organizations have begun to devise and test possible solutions such
as weapons "buy-back" programs. The European Union and the World Bank
have also promised to assist in the development of job-training programs
and other services for ex-combatants seeking to reenter civil society
in war-torn areas of Africa and Latin America.
None of these measures
by itself can overcome the dangers posed by the uncontrolled spread
of small arms and light weapons. The problem is far too complex to be
solved by any single initiative. Yet each time international leaders
have sought to enact controls on nuclear, chemical or biological arms,
they have dealt with similar problems. The foundation has now been laid
for the world to bring small arms under effective control. If we fail,
we are likely to face even greater bloodshed and chaos in the decades
ahead.
Professor Michael T. Klare teaches peace and world securities studies
at Hampshire College and directs the Five College Program in Peace and
World Security Studies. He and Dr. Jeffrey Boutwell organized a Pugwash
light weapons workshop in New Delhi a few years ago.