Pugwash Online Search Pugwash
About Us Donate National Groups Reports Publications Contact Us Links Site Index Pugwash Conferences on Science and World Affairs

Reports & Statements | Working Groups | Photos from the Halifax Conference | Schedule | Participants

53rd Pugwash Conference on Science and World Affairs
Advancing Human Security: The Role of Technology and Politics

53rd Pugwash Conference on Science & World Affairs

Halifax and Pugwash, Nova Scotia, Canada
17-21 July 2003

NATO Reform: New Strategies to Advance
International and National Security
By Erika Simpson


Introduction

The end of the Cold War led to vastly reduced tensions between NATO and the Warsaw Pact. Yet the new millennium has been marked by the continuance of NATO-indeed its great expansion-as well as increased American tendencies to resort to unilateral and isolationist measures. While many people think of the UN as a fifty-year old institution in need of reform, NATO is also a middle-aged organization in need of reform. Wholesale reform will not work. Reforms must be cumulative, built gradually on existing foundations. For instance, the decision to invite Latvia, Lithuania and Estonia into the alliance was one kind of reform. The establishment of the Euro-Atlantic Council and the NATO-Russia Founding Act were others. But NATO needs a much greater transformation of its structures and procedures if it is to serve the common security interests of the allies and others. Today's ongoing tumult of change necessitates that traditional policies be seriously reconsidered and, perhaps, drastically reevaluated. As September 11th, 2001 made evident, old ways of thinking no longer apply to the world we live in. This article suggests strategies to reform NATO in order to enhance national and international security.

NATO's Approach Toward Nuclear Weapons

Dangerous American attitudes toward pre-emptive nuclear war

Many Europeans and Canadians fear that the Bush administration will resort to using nuclear weapons in a future conflict. Although Russia, China, France, and Britain officially retain the use of strategic nuclear weapons, American development of new theatre and battlefield nuclear weapons (including the 'robust nuclear earth penetrator') is frightening many because of the US administration's apparent willingness to resort to their use. As the Bush administration declares:
"Given the goals of rogue states and terrorists, the United States can no longer solely rely on a reactive posture as we have in the past. The inability to deter a potential attacker, the immediacy of today's threats, and the magnitude of potential harm that could be caused by our adversaries' choice of weapons, do not permit that option. We cannot let our enemies strike first….To forestall or prevent such hostile acts the US will, if necessary, act pre-emptively."

The development of nuclear weapons-related technology and possible acquisition by terrorist groups or "rogue states" means the use of nuclear weapons seems more 'credible' now than it has been since the Cuban missile crisis. Whereas it is certainly true that the Americans cannot sit idly by while their security is undermined, the route they are taking-asserting nuclear credibility-will result in a more insecure world with a greater, not less, likelihood of nuclear war. The Western alliance's concepts of nuclear deterrence and nuclear pre-emption must move away from the traditional notion of 'defending' against threats-such as strategic/tactical nuclear weapons, rogue states or terrorists-towards an emphasis on minimal deterrence-and eventually nuclear abolition. But if the US continues on its present trajectory-threatening to respond or pre-empt a nuclear, biological or chemical attack with nuclear weaponry-they will incite an arms race where states will also seek to deter or pre-empt using new types of weapons like "enhanced radiation weapons", "space control satellites" and "nuclear-survivable communications systems." The costs for the world will be enormous as countries compete to design weapons for possible use against undeterrable terrorists, on rogue-state battlefields or in outer space. As a new statement on nuclear weapons policy issued by the board of the Nuclear Age Peace Foundation states:
"It is the US insistence on retaining a nuclear weapons option that sets the tone for the world as a whole, reinforcing the unwillingness of other nuclear weapons states to push for nuclear disarmament and inducing threatened or ambitious states to take whatever steps are necessary, even at the risk of confrontation and war with the United States, to develop their own stockpile of nuclear weaponry. In this post-September 11th climate, the United States has suddenly become for other governments a country to be deterred rather than, as in the Cold War, a country practicing deterrence to discourage aggression by others."

Reassessing NATO's reliance on nuclear deterrence strategy

Curiously, the NATO allies continue to profess their reliance on the strategy of nuclear deterrence while the US moves toward a pre-emptive 'first-strike' strategy that promises to retaliate with nuclear weapons even in the event of a 'limited' chemical or biological attack. The situation is similar to the 1960s when the allies continued to rely upon mutual assured destruction (MAD) even as the US developed 'flexible response'. While NATO recently conducted a review process, its reexamination of the Strategic Concept simply reaffirmed its central tenet-that nuclear weapons are "essential". Although NATO decision-makers assert that the "Paragraph 32" process is finished, the door needs to be re-opened to further engagement on the question.

We need to remember that efforts to change NATO's deterrent policy can begin at the nation-state level. The thrust for NATO's recent review essentially began because Canada's parliament released a report calling for a re-examination of NATO's reliance on nuclear deterrence and the Strategic Concept. The Canadian Foreign Minister Lloyd Axworthy committed his department to attempt to change NATO's nuclear doctrine-for which he was often labelled a 'nuclear nag.' Yet in the final analysis, even American diplomats at NATO headquarters were impressed with the Canadian initiative and the determination of the Foreign Minister and his diplomatic aides, particularly the Deputy Ambassador Robert McCrae. In a similar fashion, working together with other like-minded countries, such as Germany and Norway, it might be possible to reforge NATO's nuclear doctrine.
Problems with traditional assumptions about nuclear deterrence

One of the main assumptions the allies need to ask themselves in their reforging of doctrine is whether nuclear weapons protect the alliance by deterring potential aggressors from attacking. During the Cold War, strategists assumed that by threatening massive retaliation, nuclear weapons could credibly prevent an enemy from attacking. September 11th demonstrated there are no guarantees that the threat of retaliation will succeed in preventing an attack-indeed, it may be difficult to retaliate against a sub-state opponent, like a terrorist group. Also traditional arguments against deterrence still hold true. There are many ways that deterrence could fail, including misunderstanding, miscalculation, poor communication, irrational leadership, and accident.

But, of course, even if some allies seriously question the efficacy of relying upon deterrence, there may appear to be little likelihood that hard-line strategists will come to the same conclusion, in part because it is difficult to give up on long-held assumptions. Will this generation of NATO decision-makers have to retire or die before the allies can relinquish their convictions about deterrence? In each of Christopher Columbus's four voyages between 1492 and 1504, Columbus believed that "he had reached Asia, he was in Asia, and it was from Asia he returned. No one, nothing, to the day of his death, ever made him relinquish that cherished conviction."

On the other hand, recent evidence indicates that, in the wake of the September 11th crisis, decision-makers in the highest echelons of American decision-making-including President Bush and his closest advisors-are coming to doubt the efficacy of deterrence and try to think more about this strategy. At a National Security Council on October 9, Vice President Cheney and Secretary of Defense Rumsfeld discussed the possibility that bin Laden (whom they referred to as UBL) might have weapons of mass destruction. "UBL might not be deterrable," said Cheney. "Well," the president said, "sponsoring nations of UBL, those that support him, might have some influence with him. Should we send some messages, private or public?" We need to think some more about this, said Rumsfeld. Clearly strong advocates of deterrence from the 'New Right', like Bush, Cheney, and Rumsfeld, now recognize that deterrence may fail to work with sub-state actors and many more alternatives are needed.

Since all the NATO allies depend on a relationship of 'extended deterrence' with the US (even if they profess to be nuclear-weapon free on their own soil), it is incumbent upon each of them to re-examine deterrence strategy with a view to generating a cornucopia of alternative strategies ranging from reassurance to coercion. Verifiable treaties, well-funded inspection regimes, cutting-edge technology, strong sanctions, and enhanced control over fissile materials are needed in every region of the world. But history shows that the first steps towards a regional-then global-approach can be taken by the leaders of individual nation-states through regional organizations like NATO and the EU. Each NATO ally needs to reconsider its reliance on extended deterrence in light of the new types of threats and challenges the international community now faces.

NATO in the Aftermath of the Wars against Kosovo, Afghanistan, and Iraq

The lack of consensus about NATO's collective security guarantees

The NATO allies responded swiftly to the September 11 terror attacks, invoking Article V-the collective defence provision-of the 1949 Washington Treaty the next day. According the US Department of Defense's report on allied contributions, the European allies in NATO deployed AWACS aircraft to the US by October 9. The UK and France contributed support aircraft to the air campaign over Afghanistan, deployed ground troops inside the country before the Taliban was overthrown, and dispatched naval forces to the Indian Ocean for maritime surveillance/interdiction operations. Other NATO nations, most notably Canada, Italy, and the Netherlands, also sent naval forces to the Indian Ocean; Canada, Denmark, Germany, and Norway deployed special forces inside Afghanistan; and the Czech Republic deployed a chemical defence unit to the region. The NATO allies also provided the bulk of the 16-nation International Security Assistance Force in Kabul. Apparently all the NATO allies were in agreement about the necessity of a collective response to the attack on America. But the atmosphere of consensus dissipated by March 2003 shortly before the US attack on Iraq.

In March 2003, Belgium, France, and Germany imposed a veto on the commencement of military planning to defend another member state, Turkey, in the event of hostilities with Iraq. To date, the effects of the Franco-German 'dovishness' have been considerable. For example, the former members of the Warsaw Pact that either have joined or hope to join the alliance are asking whether France and Germany might be prepared to veto NATO countermeasures to help them in the event of a crisis? These countries are particularly dependent on NATO's collective security guarantee because they are being asked to give up much of their 'all-round' and 'outdated' defensive capabilities in order to contribute 'specialist' skills. All the allies need to engage in a discussion about when and how Article V provisions will protect them during a crisis.

Coping with American heavy-handedness

Another fall-out of the war against Iraq relates to perceptions of American heavy-handedness. US Secretary of Defense Rumsfeld threatened to pull NATO headquarters out of Brussels unless Belgium agreed to repeal a law which gives its courts universal jurisdiction to try cases of genocide, war crimes and human rights violations. While Belgian parliamentarians did agree to change the law to cases in which either the victim or the accused were residents of Belgium, war crimes lawsuits had already been filed against US President George Bush, UK Prime Minister Tony Blair, US Secretary of State Colin Powell, General Tommy Franks, and Secretary of Defense Donald Rumsfeld.

The new US propensity to threaten others with extreme measures is, perhaps, most telling in the United States' recent decision to suspend military assistance to six nations seeking NATO membership because they failed to exempt US citizens from prosecution in the new International Criminal Court (ICC). As the deadline passed for governments to sign exemption agreements or face the suspension of military aid, Bush issued waivers for 22 countries but he did not include Bulgaria, Estonia, Latvia, Lithuania, Slovakia, and Slovenia. It is not yet clear whether these countries will sign bilateral waivers in order to obtain military aid; but what is clear is that the Bush administration is taking a more aggressive approach than has ever been seen in NATO corridors. The allies should respond to aggressive bullying just as schools and mature adults respond-with a heavy emphasis on non-violence and respectful confrontation.

New Types of Threats to Allied Security

Reconsidering the Nature of the Threat

NATO needs to reconsider and reevaluate perceived threats to the international community. Who is threatened, by whom, and how? For a while, the fact that there was no longer a significant Soviet threat implied that security could be preserved at much lower levels of defence spending. Now the threats from Slobodan Milosevic, Osama bin Laden, and Saddam Hussein have led to calls for greater defence spending. US President Bill Clinton planned to increase the defence budget in his last year in office by hundreds of billions of dollars, the largest hike in peacetime history. Then in the wake of September 11, US President George Bush announced his plan to increase the defence budget in 2003 to $380 billion, more than double that of the rest of NATO combined. By one estimate, the US is now spending 45 percent more on nuclear weapons activities than at the end of the Cold War. And many American diplomats are eager to lecture Europeans and Canadians about the need to increase their defence spending. The NATO allies need to discuss whether American plans to increase defence spending to such high levels are a greater threat to the world's security than small-scale tyrants like Saddam.

In any discussion of whether the US itself now poses the most serious threat to allied security, some facts need to be highlighted. After all, it is better to judge a nation by what it does, not what it says. The US has yet to take its nuclear arsenal off the high alert status of the Cold War. It has not renounced first use of or threat to use nuclear weapons under all circumstances. It opposes the Comprehensive Test Ban Treaty (CTBT) and it has withdrawn from the ABM treaty. Plus it is making plans to shorten the time needed to resume testing of new and more usable nuclear weapons. The situation is similar to a boy's gang where the leader is hell-bent on a dangerous course. Do the other boys follow him blindly or do they call a meeting to argue about the club's rules and principles? Being a member of the NATO club does not entail unquestioning allegiance to the club's leader.

Rather than respond in a knee-jerk fashion to the United States' remonstrations, NATO should implement new kinds of defence preparations that are considered vital to NATO-and concomitantly the international community's-concerns. Governments needs to think carefully about how they will spend their defence dollars and where: Is there any need to prepare for high-intensity conflict, as NATO did during the Cold War, and still does? When and how should the NATO allies contribute to UN-sanctioned mid-intensity conflicts, such as the Gulf War, or NATO-sanctioned mid-intensity conflicts, such as the war over Kosovo? What kinds of American defence preparations in Europe (e.g. in Turkey) might be perceived as offensive and provocative, rather than defensive and necessary?

Sharing alternative threat assessments and intelligence

For decades, NATO's assessment of the threat has been shaped and influenced by American military threat analyses. While Prime Minister Tony Blair has been exonerated for taking American intelligence at face value so much so that he was able to argue, fairly convincingly, in favour of attacking Iraq, citizens will not accept this sort of back-handed logic in future wars. In future, domestic publics will demand to see hard evidence of a country's professed trangressions, even if the Americans argue they have the evidence but it cannot be released for security reasons. Some of the lessons of the war against Iraq are that the NATO allies need to undertake more of their own independent military threat analysis. They need to institute the infrastructure and procedures necessary to carry out their own independent threat analyses and share their findings. In conjunction with UN monitoring agencies and international watchdog institutes, NATO could unite with like-minded nations to provide the UN Security Council with timely and accurate threat assessments based on new information (and possibly conflicting analyses of the threat). Such alternative threat assessments might play a valuable role in ameliorating tensions and defusing arms spirals in the weeks and months preceding possible multilateral or unilateral actions, such as air strikes.

Promoting an atmosphere of conciliation through NATO

Naturally, critics will retort that sharing intelligence-especially contrary evidence as to the nature of the threat-will not necessarily harness the Bush administration from undertaking pre-emptive or unilateralist measures. For many American diplomats at NATO, the lessons of the Kosovo campaign in 1999 and the Franco-German rebuff in 2003 reinforced their belief that NATO is far too cumbersome and bureaucratic. Now that targets have to be approved by a consensus of all 25 members of the NATO club, "coalitions of coalitions" may seem more practical , as exemplified by the United States' 'coalition of the willing' in Iraq. Even if one or more of the NATO allies puts forward contradictory evidence about the nature of the threat, the US and members of its 'fast alliance' may choose not to accept evidence stemming from alternative sources. A great deal will depend on the quality of the intelligence and in this respect, the more independent European partners in NATO (France, Germany and the UK) could have a lot to offer. NATO headquarters should inculcate a culture where competing interpretations of threats are encouraged among the 25 allies. On the other hand, such an atmosphere of conciliation and acceptance may take a long time and patient nurturing. As the Ditchley Foundation concluded in a recent discussion of NATO's future role:
"Whatever the underlying causes, most of us agreed that this level of transatlantic insult had not been seen before and that it had contributed to an unnecessary crisis, the effects of which would be with us for some time. There was a good deal of broken crockery about."

Threats to North American Security

The decline of the Soviet threat previously meant that the North American Aerospace Defence Command (NORAD) was no longer as important to North American security. But now some argue that preparing for possible warfare in space is necessary, and the US (probably in conjunction with Canada) will work through NORAD to develop space-based interception capabilities. In his annual report released on 10 June, the Chief of Canada's Defence staff, General Ray Henault, stated that Canada had a common interest with the US in developing a missile defence system. In Europe, concerns have long been raised about the European allies' possible contributions to the US military's global surveillance, warning, and communications systems. As many Europeans have pointed out, the American government needs to be especially careful that it is not perceived to be intent upon erecting some kind of 'Fortress America.' NATO governments should maintain official positions of nonparticipation in active missile and space-based defence programs. The allies should re-emphasize their commitment to the basic tenets of the Anti-Ballistic Missile Treaty (although the US and Russia chose to abandon the ABM Treaty) and work to ensure that aspects of the missile defense program associated with NORAD do not violate the ABM Treaty's basic principles.

New Threats and Challenges to NATO and the World's Security

The Threat of Russian Nuclear Proliferation

The possibility of Russian nuclear weapons and fissile material falling into the wrong hands is great. Desperate conditions exist in nuclear cities and biological institutes across Russia. Many weapons scientists and engineers are not being paid. The sale of nuclear weapons, materials, technology, and the flight of nuclear scientists to other countries is inadequately monitoried. A sharp drop in weapons research spending has left thousands of scientists, engineers, and technicians in near poverty. NATO should work with other like-minded states through the International Scientific and Technical Center (ISTC) in the former Soviet Union to provide Russian scientists with more long-term research grants and programs that promote alternative civilian employment. NATO should also propose that an international registrar of scientists be set-up through the UN to track the research activities of all scientists in the world. Similar to the UN Arms Registrar, cooperation would have to be voluntary (in order to preserve academic freedom). However, over time such a registrar could contribute to increased transparency, openness, and scientific security.

Reinforcing the Nunn-Lugar Program

What can be done through NATO to further enhance Russia's nuclear stability? Much of the problem stems from Russia's weakness, not its strength. NATO should press Russia to continue to centralize control of its nuclear arsenal and consolidate nuclear weapons on Russian soil. More technological and monetary assistance for Russia is necessary. Estimates are that only 37 percent of the potentially vulnerable nuclear material in the former Soviet Union is being adequately protected. The NATO allies can help with more funds in order to avoid a nuclear tragedy from occurring. They might also issue a challenge to other rich nations, such as Saudia Arabia and Japan, to contribute substantial amounts. With like-minded nations, NATO could also sponsor anti-leakage programs at Russian nuclear facilities. As non-nuclear players, allies such as Belgium, Canada, and the Czech Republic could be perceived as neutral third parties genuinely interested in reducing leakage of information and nuclear materials from Russian nuclear storage and launching sites.

North Korea's Nuclear Program

The announcement by the Democratic People's Republic of Korea (DPRK) of withdrawal from the Non Proliferation Treaty (NPT) was disturbing but still more frightening is recent news that North Korea is developing technology that could make nuclear warheads small enough to be placed atop the country's missiles, which could put Japan at risk. The DPRK claims it decided to withdraw from the NPT "to preserve its sovereignty and defend the country against the continuous moves from the USA to isolate it." It would appear that this is a conflict between the US and the DPRK which should not concern the other NATO allies (except Canada, which would be within range of a threatened nuclear attack by North Korea on Seattle). But the Great Powers (US, Russia, China, UK, and France) and smaller European allies cannot absolve themselves of responsibility for the present hair-trigger situation. The failure of the nuclear weapon states to implement their NPT obligations under Article VI of the NPT means many countries like North Korea have the excuse they seek to obtain nuclear arsenals of their own.

The Threat of Conventional Weapons Proliferation

The United States is the largest contributor in the world to the arms trade and arms trafficking. Compared to the other Great Powers, it has an over-sized military industry that promotes American wares with zeal. The Asia-Pacific and Middle East regions are engaged in regional arms races and eager to obtain American weapons systems. Countries like Saudia Arabia are flush with petrodollars and demand American defence products. American companies such as General Motors, are contributing to the worldwide arms race in acquiring conventional weapons. All the NATO allies, particularly the United States, need to actively discourage their own domestic manufacturing industries from seeking military contracts in the Asia-Pacific and Middle Eastern regions. Negative inducements could include the elimination of government subsidies and grants and the closure of loopholes that permit tax breaks for research and development for military purposes. Government trade missions and foreign service officers should also be actively discouraged from promoting significant military industry contracts overseas. Each ally must take action so as not to become an important supplier of assemblies, components, and sub-components to arms manufacturers in the United States.

Future Rounds of NATO Enlargement

Delay Further Rounds of Expansion

The first round of NATO expansion took place in the spring of 1999 without widespread Russian approval. Although Russian President Boris Yeltsin conceded at the last moment to the idea of inviting the Czech Republic, Hungary, and Poland into NATO, all the Russian parties and most Russians were opposed to NATO's enlargement from 16 to 19 nations. The second round of expansion, agreed upon in 2002, also runs the risk of inciting old hatreds and new insecurities. The seven former Soviet bloc nations due to join the alliance next year are: Bulgaria, Estonia, Latvia, Lithuania, Romania, Slovenia, and Slovakia. At 25 members, NATO will have difficulty forging a consensus and the US has already expressed interest in working closely, if necessary, with a few close allies, not the entire unwieldy apparatus.

The alliance should postpone any decisions about soliciting newer members (such as Japan ) to avoid further tensions with Russia, a strong opponent of NATO expansion and the air wars against Yugoslavia and Iraq. The United States and the other NATO allies should delay opening the door to further NATO enlargement until the Russian leadership considers that it is an integral part of Europe's emerging security architecture.

Include Russia in NATO

NATO's first priority should be not to create new dividing lines. A reformed NATO, which did not aim to include the most powerful country in Europe, Russia, would be fatally flawed. The NATO allies should strive to engage NATO and Russia in an active, cooperative relationship that would form the cornerstone of a new, inclusive security structure in Europe. The allies must act strongly through NATO, the UN and other multilateral institutions, such as the G-8 and the International Monetary Fund, to invite Russia into Western security and economic structures.

NATO's air attacks on Serbia, Kosovo, and Afghanistan, make it even more imperative that the alliance make a supreme effort to welcome Russia into European decision-making circles. During the Kosovo war, Russia suspended all contacts with NATO and took its soldiers in Bosnia from under NATO command. Russia's decision to step back from involvement in NATO, within hours of the attack on the former Yugoslavia, indicated that the provisions of the NATO-Russia Founding Act were insufficiently attractive for Russia to remain engaged in discussions at Brussels. Russia needed more incentives and more reassurances. Then during the war on Afghanistan, Russia supported the US war against terrorism. But the recent controversy about attacking Iraq revealed that, even despite its desperate need for US funding, Russia was against attacking Iraq without the UN Security Council's approval. The US went ahead, despite opposition from Russia, China, Canada, and a host of other countries. It is still too early to say what the damage has been but evidently Russia needs to be consulted, not ignored. More incentives could include formally embedded consultation mechanisms, a mutual non-aggression pledge, and a promise to develop non-offensive defence systems.

The NATO Allies' Approaches toward Worldwide Defence Spending

Maintain Low Levels of Defence Spending

Since 1997, high-level Americans, such as the US Ambassador to Canada, have repeatedly emphasized the need for other NATO members to increase overall military spending. Overall, the non-US NATO members spent an average of 1.9 percent of GDP on defence in 2001 as compared to 2.0 percent in 2000. The Czech Republic, France, Greece, Italy, Poland, Portugal, Turkey, and the United Kingdom ranked at or above this average. All other 11 NATO members fell below this average, highlighting that American remonstrations to spend more are failing to convince.
For example, Germany is making drastic cuts in equipment and slimming down its organizational structures; its focus has switched to peacekeeping, crisis management, and the war against terrorism, rather than defending itself from Cold War attacks. On the other hand, Canada has recently increased its defence spending on capital and equipment sharply. Although Canada's continuing fiscal problems, and its prominent role as a proponent of disarmament, should constrain its spending on defence, the country is setting a poor example which other states could follow. Increasing defence spending is not an option for responsible policy-makers.

Many European defence lobbyists bemoan the continent's low level of spending on defence but domestic publics will not tolerate higher levels of spending. The newer allies will have a tough time coming up with the money to bring their militaries up to NATO's basic standards of interoperability.
One defence official noted that Hungary promised to meet 14 of its initial 48 goals by its acceptance in March 1999 but as of June 2000 had completed only six. "The reason is not our commitment; the reason is money," that official said. Taking a strategic view, however, Hungary's geographic location allows NATO to project into Eastern Europe, and Hungary has played an active role in the Bosnia and Kosovo operations as a host nation supporting NATO's deployments and logistics. Similarly, Poland is playing a useful role in charge of NATO's peacekeeping mission in Iraq. At a meeting in Brussels in June 2003, Spain and Ukraine each committed to head a brigade of an 8,000-strong multinational division to help stabilize Iraq, which will be led by Poland with NATO's support.

Calculate each ally's defence spending fairly

In forthcoming analyses of the allies' abilities to meet an agreed-upon set of capabilities pledges-the "Prague Capabilities Commitments"-the newer NATO allies need to factor into the equation alternative sorts of commitments (e.g. to UN and NATO-sponsored peacekeeping) because they also improve the alliance's military preparedness and close the spending gap between the US and its European allies. Even the EU's efforts to field a rapid-reaction force of 60,000 personnel by 2003 should count as a monetary contribution to NATO's security. After all, US calculations of their percentage of GDP spent on NATO include all US defence spending worldwide-including US spending in the Middle East on defence and American foreign military assistance to Columbia-so it makes sense to silence critics questioning whether NATO's European members have the will to deliver on their spending promises by asking NATO officials to calculate spending estimates on all types of defence expenditures. Individual countries should also consider threatening to halt payment for the costs of NATO enlargement until the United States agrees to its fair share of assessed UN dues. If high-level American officials admonish the allies for reduced spending on defence, Europeans and Canadians should remind them of the United States' failure to pay its UN dues fully.

NATO's Approach toward Peacekeeping

NATO overhaul emphasizes rapidly deployable capabilities

Most of the NATO allies, including the United States, are participating more heavily in peacekeeping under NATO auspices than in the past. NATO foreign ministers announced two new missions this year: commanding the International Security Assistance Force in Afghanistan and assisting in Poland's command of a NATO-supported peacekeeping force in Iraq. NATO is also improving its ability to act far beyond Europe and North America through a major restructuring that includes cutbacks at NATO headquarters in Belgium and a stronger presence in the United States. A new command centre in Norfolk, Va will oversee this modernization. More robust, rapidly deployable capabilities will change NATO into "a much more nimble, deployable, action-oriented organization." According to Canadian Defence Minister John McCallum, such a "major streamlining" is "a cultural change that will be significant."

The most significant change affects NATO operations, which were formerly divided between a European and an Atlantic command. The two will be merged under Allied Command Operations, based in Belgium and under the authority of US General James Jones. A new entity called "Allied Command Transformation" is also being created to supervise changes to NATO's military capabilities, including efforts at joint training between alliance members. The most significant development will be a 20,000-strong 'NATO Response Force,' ready to deploy within days after its creation in 2003.
At the same time as these peacekeeping initiatives are being planned, the NATO-led Kosovo Force (KFOR) is contributing between 25,000 and 32,000 alliance and non-alliance troops. The Stabilization Force (SFOR, formerly IFOR) in Bosnia-Herzegovina includes about 13,000 NATO and non-NATO troops. Finally, NATO members have been patrolling the Eastern Mediterranean since the terrorist attacks of 2001, a mission called
Operation Active Endeavour.

But the risk is that as NATO involves its allies in more "out-of-area" operations, similar to Kosovo, Afghanistan, and Iraq, the rest of the world will come to perceive NATO peacekeepers as defenders of the American empire. There needs to be a return to the UN as the chief guarantor of safety because of the widespread perception that the 'NATO club' consists mainly of Northern, 'rich', 'white' nations based in North America and Europe.

Return to the UN with increased funding and contribute to the SHIRBRIG

The UN continues to experience a funding crisis due to member states' failure to honour their financial obligations. Member states of the UN invest an average of $1.40 in UN peacekeeping activities for every $1000 spent on their own armed forces. For example, for every dollar that it has invested in UN peacekeeping, the United States has tended to spend over $2000 on its own military. The NATO allies need to contribute more money and personnel to UN peacekeeping or run the risk of being accused of trying to maintain the status quo through NATO peacekeeping. One effective way to do this would be to contribute stand-by forces and equipment to the UN's Standby High Readiness Brigade (SHIRBRIG). Fifteen countries are contributing to the brigade, which successfully monitored the ceasefire between Eritrea and Ethiopia, but more contributors and resources are needed. SHIRBRIG aims to provide the UN with a jump-start, rapid deployment force of as many as 5,000 troops within 30 days notice. While NATO's new 'Rapid Reaction Force' will be perceived as US-led and status-quo oriented, each participating state in SHIRBRIG reserves the right to decide whether to deploy national personnel on a case-by-case basis. Canada currently holds the chair and presidency of the brigade. And there is some hope that it could be deployed to avert genocide in the Democratic Republic of the Congo.

Improve NATO's Peacekeeping Training

NATO could do more to help member states adjust to their peacekeeping responsibilities. Peacekeeping duties now include the monitoring and administration of elections, preventive deployment, humanitarian and human rights functions, the enforcement of UN Security Council resolutions, and nation-building mandates. The burden of peacekeeping for NATO has dramatically increased and many NATO allies have valuable experience and knowledge that could be used to reshape NATO and other multilateral institutions in the new era. However, NATO's institutions and peacekeeping infrastructure remain much the same as they were during the Cold War, despite the explosion of new operations. The promising concept of the Lester B. Pearson Canadian International Peacekeeping Training Centre in Cornwallis, Nova Scotia must be fully developed and implemented as its original architects intended. The Pearson Peacekeeping Training Centre is currently only a shell of what it could be. The Chretien government arguably implemented it purely for electoral purposes, not to make real changes to the military's approach to peacekeeping. The Canadian government must ensure that the Pearson Peacekeeping Training becomes widely regarded as one of the best peacekeeping training centres in the world, an invaluable resource for the Canadian Forces, NATO, and peacekeepers worldwide. It must become a centre of learning for all ranks-not just a place for officers and civilians to share peacekeeping ideas and experiences.

Conclusion

NATO has limited time and a small window of opportunity to take advantage of its fairly benign reputation. It is highly unlikely that this regional military alliance will be seen in such a positive light ten years from now. Indeed, NATO is well-situated to make the important changes proposed thus far in this article because the NATO allies did not acquiesce to American pressure to join the war on Iraq. It was evident from France, Germany, and Canada's reluctance to join the war that not everyone could agree on the best methods and most efficient means of achieving commonly-valued objectives, including the ouster of Saddam Hussein. One important lesson is that every NATO ally-not just the current hegemon-have a duty and responsibility to put forward new ideas and proposals to enhance international and national security. As Professor James Eayrs suggested over thirty years ago in Fate and Will in Foreign Policy:
"Force is the monopoly of the Great Powers, for all the good it does them. But Great Powers enjoy no monopoly over ideas. The foreign minister of a small state may not be able to summon a gunboat in aid of his diplomacy, to carry a big stick let alone to brandish it. But he can carry a briefcase well enough, and stock it with proposals."

 

Erika Simpson is Associate Professor of Political Science at University of Western Ontario.