Pugwash Online Search Pugwash
About Us Donate National Groups Reports Publications Contact Us Links Site Index Pugwash Conferences on Science and World Affairs

Reports & Statements | Working Groups | Photos from the Halifax Conference | Schedule | Participants

53rd Pugwash Conference on Science and World Affairs
Advancing Human Security: The Role of Technology and Politics

53rd Pugwash Conference on Science & World Affairs

Halifax and Pugwash, Nova Scotia, Canada
17-21 July 2003

Preparing the United Nations for
Rapid Deployment to Protect Civilians
By H. Peter Langille,
Senior Research Associate and Human Security Fellow
Centre for Global Studies, University of Victoria



Ironically, improving UN rapid deployment has proven to be a slow process. We have been at it for more than a decade with national studies, multinational initiatives, international commissions, panels of experts, even conference workshops.

Yet rather than rapid deployment, by 1997 routine delays of four to six months became the norm. By their nature, emergency situations usually require prompt responses. And, earlier this year, a representative from Sierra Leone reminded us about the consequences of slow responses, warning that delays often frustrated the combatants, encouraged re-armament, created security vacuums, provoked ceasefire violations, and further prolonged armed conflicts i.

Last year, the report of the International Commission on Intervention and State Sovereignty, The Responsibility To Protect, revitalized wider interest in the use of force to protect civilians threatened by genocide and mass ethnic cleansing ii. While helping to initiate a new international norm, it also raised questions about 'how' to protect and 'with what', establishing the need to identify and elaborate upon the alternatives.

Increasingly, we hear of 'coalitions of the willing', of 'regional arrangements' and of 'mercenary armies' as the new preferences. There is little doubt that the 'international community' will exhaust every dubious option before returning to the one universal institution devoted to 'saving succeeding generations from the scourge of war'. There is also the questionable notion that the UN cannot handle robust operations or operations that entail authorization for the limited use of force under Chapter VII. Everyone knows that the UN has had difficulties and several serious failures. The successes are seldom heralded. Yet it is noteworthy that many of the recent UN operations have had a robust composition and often a mandate authorizing the use of force (East Timor, Sierra Leone, the Democratic Republic of the Congo, Kosovo).

This is not to suggest that the new EU rapid deployment force or the NATO rapid reaction forces are to be dismissed; they may be quite useful in particular circumstances. At best, however, these are temporary 'stop-gap' measures, not viable long-term options for preventing, managing or resolving armed conflicts worldwide. Given the universal membership and wider legitimacy of the UN, this paper will argue the UN must be better prepared for assigned tasks in diverse peace operations, including protection of civilians.

It is relatively easy to see a relationship between rapid deployment and the protection of civilians. Almost anything can happen to civilians when a deployment is delayed by 4 to 6 months. If the objective is to protect, you need to get the mission in place quickly with a credible presence.

Once again, speakers at this year's opening session of the UN Special Committee on Peacekeeping Operations stressed that rapid response was the key to saving lives and reducing costs iii. Secretary-General, Kofi Annan concluded his report to this year's committee urging member states to intensify their attention and response, particularly in the area of rapid deployment iv.

What is new here? The UN Secretariat has fulfilled its share of the bargain to modernize and reform. The onus is now very much on the member states, particularly those from the wealthier developed world who demanded the reforms as a precondition to further participation.

Although further, more ambitious changes are required, there are indications of recent progress and complementary reforms v. Five are noteworthy.

Recent Progress

First, it is encouraging that the UN Department of Peacekeeping Operations--DPKO--has been substantively expanded to facilitate planning, management and support. At least, there is a new HQ structure, new offices and 50% more staff. That recruitment process is now largely complete. Since the UNTAEAS mission, wherever both possible and justified, robust deployments have been the norm.

Second, already, we hear that there are sufficient Strategic Deployment Stocks at UN logistics base, Brindisi to provide the basic infrastructure and kits for prompt start-up of an operation.

Third, the on-call lists for a rapidly deployable military mission headquarters attracted sufficient response to fill each of the 154 positions with at least two nominations. It remains to be seen whether this model will provide a coherent headquarters on short notice. That redundancy of personnel listed will likely be needed.

Fourth, the UN Stand-by Arrangement System (UNSAS) has been refined and expanded. As of February, seventy-five Governments indicated their support for this system, with conditional commitments of personnel and equipment listed; conditional as in what the member states might provide.

A fourth 'rapid deployment' level for formed units was added to the system last summer to encourage MOUs for self-sustainment and clarify contingent owned equipment, largely to assist in movement planning and avoid administrative delays. It is early going, but so far only two countries, Jordan and Uruguay have committed to this level.

Within the standby arrangements, however, there are still shortages of enabling units and there is still a need for strategic lift capacity.

The Secretariat has also called for more sophisticated military capabilities that can deter and respond to threats by uncontrolled armed groups. This is easier for some than others, but we already have one relatively good model.

Fifth, the SHIRBRIG was designed to complement the UN stand-by arrangement, with a multinational Stand-by High Readiness Brigade (SHIRBRIG) for UN operations. It has been operational since 1999 and although it has yet to demonstrate rapid deployment, the intent is to provide the UN with approximately 5000 troops within 15-30 days. There are now 15 member states participating in both the headquarters and the brigade pool. It has quite broad representation, although it needs to attract more. It succeeded in its first traditional mission in Eritrea and Ethiopia and it managed a fairly quick exit, if not a quick entry. In December, the participating member states agreed, in principal, that they would consider more robust operations on a case-by-case basis, effectively suggesting a jump from the former stipulation for Chapter VI peacekeeping to remain relevant in the current operations, which often entail authorization under Chapter VII for the limited use of force.

Would 5000 well-trained, well-equipped troops be enough to make a difference? Of course, it depends on the scope and scale of the particular conflict, but 5000 is the number Major-General Dallaire cited as being sufficient to stem much of the genocide in Rwanda. The British didn't need to deploy that many to have a calming influence on the savage violence in Sierra Leone. Arguably, a coherent brigade group could be very useful in protecting civilians.

The SHIRBRIG is the most advanced mechanism to date for UN peace operations. However, it will have to be modified if it is to remain relevant and ready for new tasks. Given Canada's current Chairmanship of the SHIRBRIG, there is a unique opportunity to take a lead role in preparing military capabilities for the protection of civilians. If it is to be ready for robust operations, including the protection of civilians, the SHIRBRIG will need to expand its membership and the pool of available resources.

Notably, the Brahimi report (the Panel on UN Peace Operations) encouraged member states to cooperate in developing coherent brigade groups that could be made available to the UN at short notice vi. To date, the SHIRBRIG is alone. It has expressed a willingness to share experience and assistance with others who might consider a similar partnership. Coalitions in other regions are exploring partnerships to emulate this model of cooperation (including the AU, SEEBRIG, ECOWAS and SADC).

Aside from the political challenge of attracting additional commitments and capabilities, a major effort will be required to address the current void in understanding how to prepare military forces to protect civilians. At present, there is lack of appropriate doctrine, tactics, training and exercises.

A Preliminary Foundation

Combined, these five related efforts now provide a basic institutional foundation for peace operations. This is also a foundation that should facilitate the establishment of further, more ambitious developments and additional building blocks. Arguably, if it is to succeed, it will have to.

Potential Limitations

To date, this is not a foundation capable of ensuring rapid deployment or the protection of civilians. Why? These arrangements still depend upon political will, prompt national approval and funding, as well as appropriately-trained, well-equipped, national units - conditions that frequently stymie and slow responses.

This is evident in the UNSAS and even in the SHIRBRIG, which also depends upon the political will of the participating member states and their prompt national approval, which in turn is frequently far from reliable.

Repeatedly, even in resolutions of the UN Security Council, there are warnings of a commitment-capability gap as numerous Member States continue to deny the UN sufficient personnel, mechanisms and funding. That does not bode well for peace operations, for protecting civilians or for overcoming an increasingly divided, militarised and risky world.

Further, we all know that for many affluent Western member states, the political will to contribute declined markedly with donor fatigue, fear of casualties and apprehension over extended commitments, costs and stretched resources.

For example, Canada, which was formerly a leading troop contributor now ranks about 32nd with just over 240 military personnel in UN missions vii. But the problem is systemic. Western defence establishments have a strong preference for the big league, big budget, advanced technology, war-fighting roles and a bias toward coalition operations with American forces. This preference is now also reflected in Foreign Affairs, although the new emphasis appears to be on NATO peace operations.

Such preferences are not without consequences. In the past four years, the heavy burden in carrying UN operations has been quietly shifted onto developing countries, which now provide over seventy percent of the personnel for UN peacekeeping. As a result, there are widespread concerns about an increasingly unrepresentative, two-tiered system that is far too selective and slow.

In short, we finally have an institutional foundation for peacekeeping; it has improved in the past two years with the Brahimi reforms and it might help speed deployments. But due to the preferences of the member states, this foundation was predicated on existing arrangements, not new effective structures. Hence, there is no guarantee of reliability and no assurance of rapid deployment -- irrespective of how desperate the emergency may be and irrespective of what is actually happening to civilians.

Renewed interest in a new 'standing' mechanism?

So the wider challenge remains, as does the need for more ambitious building blocks and new structures. One can cite a long list of political and financial impediments, but it is also apparent that the political environment is changing rapidly in a manner that might be conducive to the development of options formerly dismissed as naïve 'long-shots'.

To cite one example, last month, U.S. Secretary of Defense, Donald Rumsfeld informed a group of defense industry leaders in Washington that he was considering the development of a standing international peacekeeping force viii. This would be a major departure from the ad hoc system of requesting national approval for national assistance and personnel once a crisis arises. Unlike the conditional and quite unreliable standby arrangements, a standing force is a coherent formation, maintained in readiness with pre-trained, well equipped personnel, available for immediate deployment once authorized.

However, as reported, Rumsfeld's initial idea was to have the U.S. to organize, train and lead this new force, effectively reallocating responsibility for peacekeeping to the Pentagon, not the United Nations.

Last week, it was also reported that President Bush met with UN Secretary-General Kofi Annan and the Under-Secretary-General for Peacekeeping Operations, Jean Marie Guehenno, to discuss, among other things, options for global peacekeeping and the possibility of training a 'ready cadre' of people from around the Globe ix.

While many may see the Bush administration's new interest in a standing peacekeeping force as a desperate policy reversal, a 'trial balloon', if not another diversion from current problems, Pentagon officials claim it is being taken seriously, even in discussions with other governments x.

If that is the case, officials from various member states may soon get a call requesting assistance, if not advice. This might provide an opportunity for supportive governments and organizations to revitalize wider interest in other options and indicate support, albeit only if the focus is re-directed toward the UN. Fortunately, reports indicate the American administration is still thinking this through and not yet fixed to a particular preference.

One of the central findings of the Canadian study on developing a UN rapid deployment capability, including a UN standing force, remains valid: a force alone may be insufficient xi. As most peace operations are now complex multidimensional missions, involving military, police and civilian personnel, there is a need for both robust security forces and useful services that address human needs and provide hope. These must be incorporated in both planning and deployments at the earliest stages.

A UN Emergency Service

A multidimensional UN Emergency Service - a UN '911' composed of military police and civilian volunteers - would correspond to these diverse operational requirements of contemporary, as well as future UN peace operations.

The model of a UN Emergency Service is projected to require a total of approximately 13,200 personnel xii. This number includes all deployable elements, base support and administration, as well as the operational headquarters. The latter would be expected to ensure two tactical-field headquarters (mission headquarters) were fully functional and capable of assuming operational control over one of the two formations of deployable elements. The deployable elements assigned to each mission headquarters would be identical, including a military brigade group, three companies of civilian police, as well as civilians skilled in diverse humanitarian, peace-building and conflict resolution tasks. These various elements would be within a modular structure allowing deployments to be tailored to the specific demands of diverse assignments. Each package could carry a credible military presence, provide unique support and services, and potentially fulfill a wide array of tasks.

There would be no shortage of individuals willing to volunteer for service on a paid, full-time basis, similar to that of UN civil servants xiii. Each would be recruited and selected on the basis of specific expertise and skills, as well as dedication to the principles of the UN. To ensure universal representation, applicants would be encouraged from all member states xiv.

According to Kofi Annan and his Under-Secretary-General for Peacekeeping, Jean Marie Guehenno, improving UN rapid deployment remains a priority task; one the UN and various NGOs are still pursuing, despite a lack of tangible support from governments and foundations. That must change!

In his seminal 1957 study, A United Nations Peace Force, William R. Frye provided an insight that is worth recalling: that which is radical one year can become conservative and accepted the next" xv. We have yet to achieve Frye's objective. The challenge remains, as does the urgent need. We should prepare accordingly! xvi


i. [return] Cited in UN, "Rapid Response By UN Key To Saving Lives And Reducing Costs, Speakers Stress In Peacekeeping Committee, As General Debate Concludes", Press Release, GA/PK/178, March 4, 2003.

ii. [return] See: Report of the International Commission on Intervention and State Sovereignty, The Responsibility to Protect, (Ottawa: International Development Research Centre, December 2001).

iii. [return] UN, "Rapid Response By UN Key To Saving Lives And Reducing Costs…"

iv. [return] UN, Report of the Secretary-General to the General Assembly, "Implementation of the recommendations of the Special Committee on Peacekeeping Operations", A/57/711, January 16, 2003, para. 92, p. 26.

v. [return] For more detailed analysis, see H. Peter Langille, Bridging the Commitment-Capacity Gap: Existing Arrangements and Options for Enhancing UN Rapid Deployment, (Wayne, NJ: Center for UN Reform Education, 2002).

vi. [return] United Nations, Report of the Panel on UN Peace Operations, A/55/305-S/2000/809, para 115.

vii. [return] In Canada, it is noteworthy that peace operations have been dropped almost to the bottom of the human security agenda with officials placing their emphasis on gender and expert civilian deployment.

viii. [return] See Esther Schrader, "U.S. Looks at Organizing Global Peacekeeping Force", Los Angeles Times, June 27, 2003.

ix. [return] Howard LaFranchi, "Bush may forge new model for global peacekeeping", The Christian Science Monitor, July 14, 2003.

x. [return] For further analysis of this option see, H. Peter Langille, "A global emergency force?", The Toronto Star, July 4, 2003.

xi. [return] See, Government of Canada, Towards a UN Rapid Reaction Capability, Ottawa, September 1995.

xii. [return] See Langille, Bridging the Commitment-Capacity Gap, pp. 127-128

xiii. [return] An excellent review of the arguments for and against such a development is within, Stephen P. Kinloch, "Utopian or Pragmatic? A UN Permanent Military Volunteer Force", International Peacekeeping, vol. 3, no. 4, Winter 1996.

xiv. [return] This option was outlined in Towards a Rapid Reaction Capability for the United Nations. Further elaboration was provided in H. Peter Langille, Maxime Faille, Carlton Hughes and Major James Hammond, "A Preliminary Blueprint of Long-Term Options for Enhancing a UN Rapid Reaction Capability", in Davic Cox and Albert Legault, (eds), UN Rapid Reaction Capabilities: Prospects and Requirements, (Cornwallis: Pearson Peacekeeping Press, 1995), pp. 179-200. Both inspiration and ideas were derived from Sir Brian Urquhart, "For a UN Volunteer Military Force, The New York Review of Books, vol. XL, no. 11, June 1993, pp. 3-4 For an early response to the Urquhart proposal see: Lord Richard Carver, "A UN Volunteer Military Force: Four Views", The New York Review of Books, vol. XL, no. 12, June 24, 1993.

xv. [return] William R. Frye, A United Nations Peace Force, (New York: Oceana Publications, 1957), p. 77.

xvi. [return] This is an appropriate time for an in-depth, independent, transnational study to identify the general and specific requirements for starting, maintaining and operating a UN Emergency Service. This study should provide a review of diverse options and assess their potential for addressing probable tasks and contingencies. It should also offer guidance into appropriate composition, structure and organization.