INTRODUCTION
This was the eleventh of the current Pugwash workshop
series on countering chemical and biological weapons to be held in Geneva.
It was jointly convened by the Pugwash Study Group on the Implementation
of the Chemical and Biological Weapons Conventions and the Harvard Sussex
Program on CBW Armament and Arms Limitation, and hosted by the Swiss
Pugwash Group. The meetings were held on the campus of the Graduate
Institute of International Studies, University of Geneva.
Over fifty people attended the workshop, by invitation and in their
personal capacities, from 19 countries (Australia, Belgium, Brazil,
Canada, Germany, India, Iran, Ireland, Israel, Italy, the Netherlands,
New Zealand, Pakistan, Russia, South Africa, Sweden, Switzerland, the
United Kingdom, and the United States). This report does not necessarily
reflect a consensus of the workshop as a whole or of the Study Group.
The focus of the workshop was the BWC Inter Review Conference Process,
sometimes referred to as the New Process, and, in particular, the Second
Meeting of States Parties in December 2004 and the Third Meeting of
Experts and of States Parties in 2005. The workshop also looked ahead
to the Sixth BWC Review Conference in 2006 and beyond.
The meeting opened with a welcome by Professor Jean-Pierre Stroot of
the Geneva Pugwash Office, President of the Board of the Geneva International
Peace Research Institute, and former Director of Research, IISN, Belgium.
Professor Stroot honoured the memory of Martin Kaplan by asking the
workshop participants to observe a moment of silence.
REPORTS
The Chemical Weapons Convention: Progress in implementation
A report was given on the status of implementation of the Chemical
Weapons Convention, including a snapshot of how many chemical weapons
have been destroyed thus far: as at 31 October 2004, some 10,000 out
of 71,000 agent-tonnes of chemical weapons (14 per cent) have been destroyed
in addition to 2.14 out of 8.7 million munitions (25 per cent). Though
destruction of chemical weapons is behind schedule, it was observed
that the destruction, or in some cases conversion, of chemical weapons
production facilities has been timely.
With regard to verification, it was noted that some 1,900 inspections,
comprising 105,000 inspector days, have taken place in 68 states parties
at 785 facilities. Optimisation was also discussed as a means of keeping
up with the pace of chemical weapons destruction and in particular the
anticipated increase in the number of continuously-operating chemical
weapons destruction facilities that will be on line at any given moment.
It was observed that there has been discussion about the need to increase
and further focus verification of other chemical production facilities
(under Article VI of the CWC) because approximately ten per cent of
them are highly versatile in terms of equipment, design and chemistry
used, and could have the potential to be converted to make chemical
weapons agent.
The action plan on national implementation of Article VII obligations
was discussed. It was noted that it had been adopted by the Conference
of the States Parties at its eighth session (20-24 October 2003) and
that its obligations must be met by the tenth session (7-11 November
2005). Such obligations include establishing or designating a National
Authority and adopting national implementing legislation and administrative
or regulatory measures. Indicators of compliance with implementation
of the Convention include submissions of annual declarations, submission
of information further to reviews of trade measures, and submission
of information about national protective programmes. It was emphasised
that the action plan is not an assistance plan but that assistance is
available from other states parties, the Technical Secretariat, and
the Network of Legal Experts. A progress report to the Conference at
its ninth session (29 November - 2 December 2004) was discussed in which
it was made clear that much work remains to be done. With the addition
of new states parties in the last year, it was observed that there will
need to be additional momentum to meet the deadline for the action plan.
It was also observed that there is overlap between the plan and UN Security
Council resolution 1540 (2004). In particular, both emphasise the importance
of implementing legislation whereas to date, only 32 per cent of the
CWC states parties have comprehensive legislation in place. The importance
of having transfer measures in place was also noted in the context of
the resolution.
Turning to the universality action plan, adopted by the Executive Council
at its twenty-third meeting (21 and 24 October 2003), the speaker first
noted that it "was inspired by the idea" of full universality
of the Convention by 2007. It was observed that in the last year, a
key step in achieving universality was Libya's accession to the CWC;
it was added, however, that this was not necessarily a result of the
action plan but of several years of hard work. Regarding achieving universality
at the regional level, it was noted that the African Union and other
international organisations have been playing an important role in Africa
and other regions. Gaps in universality were highlighted, particularly
in the Middle East, and on the Korean peninsula, as well as in Africa
and the Pacific and Caribbean regions.
Turning to optimisation (of the use of verification resources), a report
on this topic was discussed. It was noted that optimisation for chemical
weapons storage facilities, chemical weapons production facilities,
and old and abandoned chemical weapons will be based on risk assessments
to determine how many inspections will be needed, the frequency, and
the size of the team. However, a key area will be destruction-related
inspections: the focus will be on reducing team sizes through increasing
instrumental monitoring/recording and surveillance/containment of exit
passages at chemical weapons destruction facilities. Sequential Article
VI inspections were also mentioned.
On the matter of international cooperation and assistance, it was stated
that there is no final agreement on a full programme of activities but
that some programmes are in place. It was added that some states parties
want an evaluation of the current menu of activities and perhaps some
new ones as well. Attention was brought to specific programmes including
implementation support for Article VII efforts, assistance and protection
including ASSISTEX 2, and an agreement on a format for submission of
information regarding national protective programmes.
Education and outreach were discussed including a recommendation by
the Scientific Advisory Board concerning a joint project with IUPAC,
which will include addressing how codes of conduct should reflect chemical
weapons prohibitions and introducing awareness and requirements of the
CWC into chemistry education.
In response to this update on implementation of the CWC, it was observed
by one participant that the Meeting of States Parties in 2003 did not
follow a similar approach to the OPCW in adopting an action plan for
implementation of the BWC. Further to the discussion of the universality
action plan, another participant noted that activities by states parties
and the Secretariat used to be disconnected but that this has changed,
in part because of greater involvement by regional organisations, including
the African Union and the Organisation of American States. It was added
that such assistance has also been useful in some cases in informing
countries about what their obligations are once they join the Convention.
Another participant agreed, noting that it was a good policy choice
to start working on implementation assistance with states not party
before they even joined the Convention. With regard to demarches by
states parties, there was some discussion as to whether they have been
useful or not; it was argued that they have been. It was added that
universality is slowly being achieved by focusing not on the disadvantages
of joining, but by going through regional organisations and emphasising
the importance of the Convention and of adhering to it. It was noted,
however, that the remaining states not party require a different approach.
For example, one participant observed there has been little contact
with North Korea and it will, therefore, be difficult to determine whether
they will become a state party or not. It was added that, with regard
to Egypt, things are changing in the Middle East due to Libya's accession
to the CWC and Iraq's indication that it would adhere.
There was also some discussion about the pace of destruction. There
was widely shared concern that the 2012 extended deadline for complete
destruction of chemical weapons would not be achieved, but it was emphasised
that the focus now should be on ways to help some possessor states parties
with financial assistance and by stimulating the necessary political
will for destruction activities.
The Biological Weapons Convention: Outcome of the Meeting of Experts,
July 2004
A report was given on the Meeting of Experts, which took place in Geneva
from 19 to 30 July 2004, under the auspices of the Inter Review Conference
Process. The following two topics were on the agenda: (i) enhancing
international capabilities for responding to, investigating and mitigating
the effects of cases of alleged use of biological and toxin weapons
or suspicious outbreaks of disease and (ii) strengthening and broadening
national and international institutional efforts and existing mechanisms
for the surveillance, detection, diagnosis and combating of infectious
diseases affecting humans, animals and plants. The mandate of these
meetings generally is to promote common understanding and effective
action. It was noted that three background papers on mechanisms for
disease surveillance, mechanisms for responding to disease outbreaks
and mechanisms for investigations of alleged use and for assistance
had been prepared by the Conference Secretariat. However, there was
no mention of the CWC and its mechanisms for investigations of alleged
use.
It was observed that there were representatives from 87 states parties,
along with delegates from WHO, FAO and OIE. NGOs were able to make statements
at an informal session and 83 working papers were submitted to the Meeting.
The outcomes of the Meeting included chronological lists on each topic
of considerations, lessons learned, recommendations, and conclusions,
which were attached to the Meeting report as Annex II. It was noted
that this annex would lay the groundwork for the Meeting of States Parties,
which took place the week after the Pugwash workshop.
In response to this report, there was some discussion as to why the
CWC was not mentioned in the Conference Secretariat's third briefing
paper on mechanisms for investigations of alleged use but it was generally
agreed that the Meeting was successful. One participant noted, in particular,
that he was encouraged by the quality and level of participation and
that the Meeting met its mandate. It was added that BWC states parties
are continuing to take a close look at the threat of use of biological
weapons and must consider their use by non-state actors and those outliers
that have yet to join the BWC. It was added that although use of biological
weapons by non-state actors is not explicitly addressed by the BWC the
Final Declaration of the Fourth Review Conference had recognised that
this could be dealt with through proper implementing legislation, which
was also discussed at the 2003 Meetings. It was also noted that the
participation of IGOs throughout the 2004 Meeting, i.e., WHO, FAO and
OIE, was purposeful because their activities informed topics of discussion
at the Meeting including disease outbreaks, distinguishing between natural
and manmade outbreaks, and responding to such outbreaks.
Another participant observed that there was a significant amount of
discussion at the Meeting on biosurveillance but that there was little
in respect of investigations of alleged use. He added that improving
biosurveillance is necessary and that international organisations must
be involved in this process, nevertheless the problem lies in what to
do with such a system: to use it to protect populations or to use it
in the field to determine, for example, whether biological weapons have
been used. On a different note, a growing lack of coherence was noted
in respect of how the international community is responding to bioterrorism,
including UN Security Council resolution 1540 and efforts by the G-8,
and a reintegration of these efforts within the BWC framework was encouraged.
There was some discussion on this latter point. One participant queried
whether the BWC should be the central point for countering the threat
of bioterrorism and if the matter should be looked at from a wider perspective,
including UN reform. Another noted that international cooperation is
already underway and includes such initiatives as PSI, 1540, CSI, EU
programmes, etc. In other words, many countries have moved beyond the
BWC format. In response, it was noted that this may be due in part to
the lack of an international organisation to implement the BWC.
International CBW Criminalisation
The status of the criminalisation project was briefly discussed. It
was noted that there was a preparatory meeting in Sussex in anticipation
of a conference in The Hague possibly involving the Hague Academy of
International Law to promote the criminalisation convention. It was
also noted that a commentary had been prepared and that it was being
finalised for publication, but that the impact of UN Security Council
resolution 1540 would still have to be taken into account.
THE BWC NEW PROCESS
The workshop participants revisited one of the topics discussed under
the auspices of the 2003 Inter Review Conference Meetings, namely, national
implementation of the BWC, including penal legislation. It was noted
that many states parties still lack basic implementing legislation as
required under Article IV. It was added, however, that eleven states
parties had offered assistance and, more recently, VERTIC and the ICRC
had drafted a checklist and model law to implement the BWC. The model
law incorporates provisions from several states parties' legislation,
elements of the OPCW National Legislation Implementation Kit
and elements from UN Security Council resolution 1540. It was noted
that the model law targets small states with no biotechnology industry
and with common law systems, and that it is intentionally simple and
can serve as a framework for further measures if necessary.
A presentation was given on UN Security Council resolution 1540, adopted
in April 2004, and its impact on the BWC and the CWC's states parties.
It was first observed that the resolution is binding on all UN member
states, whether parties to the BWC or CWC, or not. The resolution requires
states parties to report on the status of its implementation: 90 out
of 191 UN member states had done so by the time this presentation was
given. Some concerns about resolution 1540 were noted including: the
Security Council acting as a lawmaker in adopting the resolution; its
adoption under Chapter VII of the UN Charter which suggests that there
will be repercussions if states do not, for example, file their reports
or file inadequate ones; and nuclear, biological and chemical weapons
being lumped together. In response, it was observed that resolution
1540 raises a barrier to terrorists in their attempts to obtain nuclear,
biological and chemical weapons and will encourage states parties to
join the CWC and BWC. On the other hand, it was observed that effective
and comprehensive implementation of the resolution may take around five
years. There will also be the problem of UN member states being in varying
levels of compliance with the resolution. Nevertheless, it was noted
that, at the very least, the resolution requires BWC states parties
to do what is already obligatory, i.e., to implement it at the national
level. What is novel about it is that it requires non-states parties
to implement legislation which hitherto only CWC and BWC member states
had to adopt.
Second Meeting of States Parties, 6-10 December 2004
Enhancing international capabilities to respond to alleged use or
suspicious outbreaks
A presentation was given on investigations of alleged use under Article
X of the CWC and, more generally, on OPCW assistance and protection
activities. A description of current activities was given including
national capacity building as well as capacity building at the institutional
level in the OPCW. It was noted that a decision had been taken by the
Executive Council on a new format for submissions of information on
national protective programmes (at its twenty-fourth meeting, 24 November
2004), that a databank on national protective programmes was being developed
and that there were projects underway, including at the regional level,
to help states parties build national and regional capacities in respect
of protection. It was added that some of the regional projects have
a three-year timeline. Training for first responders was also discussed
including events in Saudi Arabia, ASEAN member states and Central Asia.
With regard to institutional capacity building, it was observed that
the OPCW is developing its international response programs and programs
for delivery of assistance.
Turning to investigations in particular, it was noted that procedures
under Articles IX and X take into account those used in routine inspections,
however, it was emphasised that investigations of alleged use differ.
It was noted that the UN Secretary-General can request help for allegations
involving states not party. Investigations may involve chemical and
explosive ordnance reconnaissance and environmental and biological/chemical
sampling and analysis. However, it was observed that the OPCW's capacity
at this time is limited in respect of biomedical sampling and analysis.
It was added that there are labs that undertake this work but there
is no Conference decision as of yet on this matter. Another aspect requiring
further work was identified, namely, the ability to interview witnesses
and casualties including, in some cases, refugees. It was noted that
more work also remains to be done on fine-tuning command post operations
but that work has been done in respect of administration and logistics
support. The need for more work, however, on support in the event of
a terrorist attack was stressed. Particular attention was brought to
the insufficiency of available equipment and facilities used in routine
inspections for investigations of alleged use; rather, what is needed
are pre-packaged modules. It was also noted that the OPCW Technical
Secretariat faces problems with regard to the export of dangerous goods
necessary for some investigations and lacks enough money to do real-time
exercises: the current focus is on scenarios, and new ones need to be
developed. Lack of qualified experts was noted, including those trained
in forensics, biomedical sampling and analysis, and crisis management.
Turnover of staff was noted as one cause of this and as being detrimental
to the Secretariat's capacity to carry out investigations of alleged
use.
There was some discussion in response to this presentation, including
on whether WHO and the OPCW cooperate and on whether the OPCW would
be able to respond to chemical weapons attacks in countries beyond Europe.
It was also queried whether assistance should, therefore, be centralised
or regionalised. One participant stressed that the tenure policy was
a grave mistake in light of the impact that it was already having on
assistance and protection activities. In response, it was noted that
there is some WHO/OPCW cooperation but that it is ad hoc and unstructured.
Another participant noted that investigations of alleged use have public
health implications and this implicates WHO, but that it should not
undertake investigations and, in many cases, lacks the necessary technical
resources to respond to alleged use of chemical, or for that matter,
biological weapons. It was also observed that requests for assistance
from WHO should in many cases be directed towards the OPCW and vice
versa and that there is similar lack of coordination within governments.
In response to the comment that assistance and protection should perhaps
be regionalised, it was noted that there is a two-track process underway
whereby the OPCW is helping states parties develop their own national
protection capacities while also working on its own institutional capacity.
With regard to the tenure policy's effects, it was observed that by
the end of 2005, the Technical Secretariat will be devoid of expertise
in this area. In addition, it was noted that there is an understanding
now that there must be assistance and protection activities involving
chemical industrial facilities. Allegations of chemical weapons use
in Darfur were briefly discussed, however, it was observed that little
more could be said about the matter at this time.
Strengthening national and international efforts for surveillance
and combating infectious diseases
It was observed in the first paper presented under this topic that
a possible role for UNMOVIC, in implementing the BWC in the absence
of an OPBW, might not be possible. Rather, it was argued that it would
make more sense now to set up a body through the UN General Assembly
and put it under the Secretary-General's control. This way all UN member
states would have a say on the matter and have the option of using it
for issues that are not necessarily related to international security,
for example, clarification. It was added that there would be no conflict
with the OPCW or CWC, rather, this proposal would only be filling a
gap in the BWC regime. It was noted that the United Kingdom made a proposal
to the Meeting of Experts in 2004 to strengthen the power of the Secretary-General
to authorise investigations of biological and chemical weapons use.
Regarding biological weapons use, in particular, it was observed that
there would have to be certain criteria in place regarding training,
geographical distribution and confidentiality arrangements, and that
there would have to be equipment under the control of the investigating
body and a body which would be ready to go on mission on short notice.
It was noted that, at the moment, the UN Secretary-General has the authority
to act but no funding and that there are no standing arrangements for
an inspections body; the UK proposal would correct this. It was also
noted that a General Assembly resolution was recently adopted which
sets up a panel in 2006 to explore verification and the UN's role in
it.
A role for the Security Council was discussed: it could make use of
the body described above if there was a threat to international peace
and security. It was also noted that the Security Council should, in
light of the recent UN reform report, take advantage of the Secretary-General's
roster of experts for biological weapons-related matters.
Another issue that was discussed was how such a body would avoid undermining
the IAEA and OPCW. It was noted that the UN Secretary-General can already
call upon inspectors, as he did for Iraq, who function independently
of the weapons treaties and their respective institutions, and who can
conduct significantly more intrusive inspections. The focus, of course,
would be on biological weapons because there is currently no OPBW nor
other standing arrangements in place for verification of the BWC. It
was added that having such arrangements would be a deterrent and an
alternative to military action.
One participant raised the issue of how verification of the BWC would
be achieved, whether through UNMOVIC or through the Secretary-General's
rosters of biological and chemical weapons disarmament and verification
experts. It was observed that, on the last point, the Meeting of Experts
recommended updating the General Assembly resolution 42/37 lists of
labs and experts. On the other hand, it was observed that it was unlikely
UNMOVIC could accept the mandate of BWC verification. Another participant
agreed, noting that UNMOVIC and UNSCOM were set up for specific purposes,
and adding that it was necessary to distinguish between alleged use
and assurance of compliance. He added that the IAEA and OPCW give assurances
of compliance with regard to nuclear and chemical weapons and that a
similar mechanism is needed for the BWC. Other participants argued that
it was important to preserve UNMOVIC's capacity in respect of biological
weapons-related inspections, especially in the event that a state is
uncooperative and intrusive inspections are necessary. Another noted
that UNMOVIC's verification expertise was broad and that there is no
other body of experts with this integrated knowledge, but the question
remains of how to keep it alive. It was added that arguments against
a standing inspection capacity were undermining the NPT and CWC regimes
with their own inspection teams for nuclear and chemical weapons. On
the other hand, it was observed that a standing regime with intrusive
powers beyond those of the IAEA and OPCW teams, in respect of nuclear
and chemical weapons, would not be supported by states parties. It was
generally agreed that the focus should, therefore, be on creating an
institution for inspections related to biological weapons.
In response to all of these comments, it was noted that (i) a new body
for biological weapons-related inspections is needed because there is
not one at this time, (ii) UNMOVIC cannot continue indefinitely because
it does not have a mandate to do what is needed in this area, and (iii)
it would be advisable to start with the Security Council and Secretary-General
because they already have the authority to order inspections. The Security
Council, for example, could authorise an inspection under Chapter VII
of the UN Charter, demand compliance, and enforce measures in extraordinary
circumstances. It was added that there could be a small biological weapons-inspection
body limited to alleged use, but having the capability to train existing
inspectors. In practice, it could consist of a small permanent staff
that can call upon experts with appropriate expertise who are trained
to work together and take a multidisciplinary approach. Additionally,
the body should be insulated from UN politicization; for example, it
should not be under UNDDA control. In short, it was argued that this
proposal could be part of an evolutionary process towards an OPBW until
such time as one is established.
Another presentation addressed the 1948 Arab-Israeli war and alleged
use of biological weapons. It was argued that allegations of biological
weapons use are often unresolved in the absence of formal admissions
in internal and international conflicts, even if there is an investigation.
Examples were given of events that are still disputed including the
alleged sabotage of water wells with disease-causing organisms by Israeli
soldiers in Acre, near Haifa, and Gaza. It was argued that it is difficult
to prove biological weapons use unless the perpetrators are caught in
the act and that this is compounded by the fact that the act does not
necessarily need to be complex. In response, it was noted that there
is often a loss of facts during wartime, especially in places where
literacy is low and records are poor or not kept. It was added that
there has been much progress since then, for example, information can
now be obtained through forensic analysis.
Third Meeting of Experts and of States Parties, 2005
Codes of conduct for scientists
Considerable attention was given by the workshop participants to this
topic, particularly because it will be the focus for discussion during
2005 in the context of the Inter Review Conference Process and related
Meetings of Experts and States Parties. A brief presentation was given
on the development of the ICRC's "Principles of Practice",
which are directed towards individuals working in the life sciences.
It was noted that the development of these principles is part of a broader
ICRC effort known as the Biotechnology, Weapons and Humanity project
launched in September 2002. The principles are intended to raise awareness
among those working in the life sciences of the dangers of misuse of
biotechnology and to make a link between legal and ethical norms and
best practices in the field. A query was raised as to the definition
of 'webs of prevention'. In response, it was noted that several actors,
each acting with an awareness of the need to prevent the misuse of biotechnology,
strengthens the overall effort. It was added that awareness of ICRC's
"Principles of Practice" was being promoted through bilaterals
with large companies, letters, meetings in Brussels, posters to labs,
etc.
Another participant discussed an ethical approach to the dilemma of
dual-use agents and technology that can be used for peaceful as well
as harmful purposes in the life sciences. It was argued that religious
and non-religious traditions, including tenets of Catholic social teaching,
may influence the development of codes of conduct. It was observed that,
whereas laws are hard and enforceable, ethics are personal and belief-based.
It was noted, in particular, that it would be difficult for legislators
to legislate ethical codes for life scientists given their unfamiliarity
with the field, accordingly, such codes must come from scientists themselves.
Turning to specifics, the participant noted that Catholic social teaching
already provides several tenets which could serve as a basis for an
ethical code in the life sciences, including the norm against killing,
justification for defending oneself in the event of a just war, rejecting
the arms race and terrorism, and promoting peace. It was observed that
science and technology are not morally neutral, therefore life science
projects should be evaluated based on, inter alia, ethical standards,
and ethics should be taught to life scientists at an early stage. Participants
appreciated that this approach considers values but emphasised that
codes should also take into account the sensitivities of some societies.
Other participants cautioned, however, that a multicultural approach
to codes of conduct could be complicated and create tension between
different groups or, alternatively, such codes might offend by imposing
one particular set of beliefs or be too flat for fear of offending.
In response, the speaker noted that development of codes of conduct
should be open to debate. With regard to the problem of imposing one
set of values on others, it was noted that the Catholic church does
not consist solely of practitioners from the West and that input from
other religious traditions would be welcome.
A presentation followed on a practical approach to codes of conduct.
In particular, it was suggested that Recommendation 21 of the UN working
group on the UN and Terrorism be taken into account, which addresses
codes of conduct for scientists engaged in work relating to weapons
of mass destruction technologies. The aim of this proposal would be
to ensure that activities involving biological toxins and agents are
used for peaceful purposes in line with the BWC's general purpose criterion.
Target communities would include academia; the public, animal and plant
health communities; industry; and government. It was observed that it
would be unrealistic to assume that there will be a new code of practice
in respect of dual-use biotechnology, rather, existing requirements
could be integrated into rules for the life sciences. Examples of existing
codes in the United Kingdom that could serve as models were also noted,
including those for health and safety at work (especially risk assessment
procedures), protection of the environment, export control, and animal
experimentation. It was added that international regulatory frameworks
should be considered, for example, EU regulations. In conclusion, it
was noted that this practical approach focuses on whether certain activities
are lawful, while picking up considerations in respect of nuclear, biological
and chemical weapons and with the added benefit of being cost-effective.
Participants noted that what may be best practice in the United Kingdom
may differ elsewhere. The problem of inadvertent activities, which could
be enormously destructive, was also flagged in light of the BWC's general
purpose criterion. It was suggested in response that there should be
an ethical review process whereby life scientists' work is reviewed
to determine whether it is harmful in or out of the lab or has hostile
purposes, and that this would satisfy the requirements of the general
purpose criterion which only permits peaceful uses of biotechnology.
Another participant noted that different contexts raise different legal
issues but that, ultimately, biodefence and industry, in addition to
inadvertent and advertent activities, must be covered by codes of conduct.
Related to this final point, a presentation was given on how codes
of conduct should be informed by biodefence considerations. As an initial
matter, it was noted that scientists must follow processes that confer
legitimacy on the programmes they work on. It was added that this requires
review, a search for truth, and scepticism. As a practical matter, biodefence
codes of conduct must be informed by threat and risk assessment. In
addition, the operational response framework must be considered, which
covers everything from known or anticipatable agents and agents falling
in a grey zone, to unknown or novel agents. It was explained that known
or anticipatable agents are predictable and exist within a limited threat
space. Unknown agents, on the other hand, are unpredictable and the
threat space is infinite. It was added that the lead time for responding
to known agents is long, agents in the grey zone can create trouble,
and one cannot plan or prioritise responses when unknown agents are
involved. Rather, generic responses with a short lead time have to be
developed but it was noted that such a system, regardless, could be
beneficial for public health purposes. For the moment, it is simply
too expensive to move unknown agents into the slightly more manageable
grey zone. The speaker observed that threat assessments must include
identifying threats in order to develop countermeasures. At the moment,
however, there is a gap between what can be dealt with today and what
may arise tomorrow, even though threat assessments must be accurate
and reliable. It was added that certain agents, in particular, will
require advance lead time but, in respect of their use by terrorists,
there is still time to address the matter. It was also observed that
codes of conduct will be a crucial part of this process. In conclusion,
it was argued that if the knowledge gained by studying certain agents
will have a positive impact on biodefence then it could be pursued.
However, it was argued that there should nevertheless be a strategic
and operational framework which forces life scientists to think through
the entire process.
In response to this presentation, it was first argued that there is
a tendency to exaggerate threats. It was added that certain kinds of
attacks are hypothetical but that, nevertheless, we must consider the
probability that a certain event will happen and consider whether the
people we are worried about have the capability to carry out worrisome
events. Another participant noted that threat assessments differ in
different countries and that this influences the kind of work that is
undertaken. It was observed, for example, that in Sweden small programs
are looking at real threats whereas, in the United States, threat analysis
tends to be governed by politics which then affects government scientists
and their work. In light of this, it was added that discussions of threat
assessments are truly difficult in multilateral contexts. A participant
observed that institutional review boards already exist in the United
States and that there are available models in the Departments of Defence
and Health and Human Services for the life sciences. In response, one
participant noted that there is much more money in the United States
for work in the life sciences so less attention is paid to threat assessments,
in contrast to the situation in Europe where careful thinking must come
first. Another participant also responded by noting that a large amount
of money is going to biodefence, sometimes at the expense of public
health and that many scientists simply follow the money. It was added
that review boards are largely inactive in important labs in the United
States. With respect to codes of conduct, in particular, it was noted
that the governments funding the scientists should also be subject to
their standards and that it was unfair to direct them just against scientists
interests'. In response to these comments, the speaker agreed that the
root of the problem internationally is that threat analysis differs
throughout the world. So, for example, a US solution is needed for US
problems. He also agreed that institutional review boards are weak right
now but could work if they functioned in the context of codes of conduct.
A presentation was given concerning a survey of institutional biosafety
commissions in the United States. It was noted that these commissions
operate under guidelines not law, yet they review bioresearch and biosecurity
projects. The survey was undertaken in light of a recommendation by
the National Academy of Science, with an initial focus on the commissions'
transparency. It was noted that 90 per cent of the registered commissions
were asked to complete the survey and then asked to comply with biosafety
guidelines. However, it was observed that very few of the commissions
responded to the survey even though their records must be made public
to be eligible for funding. It was added that, in some cases, this was
because the commissions simply do not exist or do not meet if they do.
In short, it was observed that this system of biosafety commissions
has been in existence for some thirty years and has been charged with
overseeing dual-use bioresearch, but it does not function well at all.
Several examples of this were provided including meetings at which no
minutes were prepared and commissions that met for the first time in
response to the survey. Other commissions had only met once, agreed
to meet again, and never did. The speaker described the conclusions
drawn from the survey including: the recommendations of the National
Academy of Science must be implemented because the system is in disrepair,
this voluntary system is stronger than codes of conduct but many institutions
do not use it even though they have been directed by the National Institutes
of Health to release information, the lack of lab biosafety laws in
the United States is untenable, and the guideline system is not working.
A paper was presented next on how scientists will have to take the
initiative in regulating themselves, including applying ethical practices,
in light of the explosion of activity in the life sciences and the dual-use
nature of biotechnology. The speaker's reservations about ethics were
noted, however, including concerns about who is the ultimate authority
in this area and different cultures having different moral principles.
A problem-oriented approach was proposed, based on a model by Wölfgang
Binder, whereby the life scientist makes an assessment of the aims and
benefits of his or her work and based on a set of rules. To take vaccines
as an example, their development is legitimate but one must also look
at the means used in developing them to obtain a greater safety model.
Accordingly, if there are devastating effects as a result of developing
a certain vaccine, it must be rejected even though there may be some
benefits. On the other hand, the risk of abandoning the project must
be weighed, especially if that risk is greater than the one posed by
continuing the experiments. Practically speaking, it was argued that
licensing of all facilities and scientists working with potential biological
warfare agents is necessary, and that periodic inspections would also
be appropriate. It was added that all scientists must receive training
on the BWC and on models for decision-making. In other words, licensing
programs should not just address biosafety but also the requirements
of the BWC so that scientists are aware of their responsibilities during
the course of their projects. In response to this presentation, a workshop
participant observed that many scientists feel that they have little
opportunity to make individual decisions because they are part of large
research programmes, and that they must excel to ensure career recognition
and to make money. In other words, it was suggested that individual
experiments should not be the only consideration here.
The next presentation under the topic of 'Codes of Conduct' emphasised
that the overall aim of standard operating procedures (SOPs) for labs
should be biosafety and biosecurity. It was noted that SOPs have already
changed in labs because of a heightened threat of misuse of toxins,
organisms and other dual-use biotechnology. It was added that codes
of conduct can be beneficial, but that there must also be regulations
with sanctions for violations thereof. The speaker observed that the
biosafety framework in the United States, in particular, emerged out
of work on the matter in the 1950s. It was, therefore, suggested that
the wheel should not be reinvented in 2005 during the Meetings of Experts
and of States Parties. It was also observed that the framework for biosecurity
is already contained in Article I of the BWC, i.e. the general purpose
criterion. In light of these considerations, it was suggested that from
this existing framework the focus should be on duties, and that anything
less might imply that there is some question as to the agreement on
the universality of the norms against chemical and biological weapons.
In response, it was noted that a framework based on moral agency assumes
that nothing goes wrong. It was also argued that the US model is a failing
one, yet is being promoted in other countries. Another participant gave
a lengthy intervention, starting with the observation that in 2005 the
mandate of the Meetings will be codes of conduct for scientists, not
codes of conduct for scientists doing biodefence work. It was added
that the issue may be informed by inputs from highly regulated developed
States Parties but that areas needed to be identified requiring self-regulation
by scientists. Turning to what might be discussed at the Meetings in
2005, it was observed that the States Parties have different approaches
on the legal aspects of codes of conduct, as well as wide versus narrow
views of them. In particular, it was noted that if the discussions focus
on practice versus conduct, no decisions will be reached. It was added
that there will be no progress if the discussions start from the point
of view of ethics nor if they focus on who will be subject to the codes.
It was stressed that the Meetings must be pragmatic and its results
must apply to all those involved with the life sciences, up to and including
CEOs of companies setting up dual-use biotechnology projects. It was
added that the codes must be informed by scientists' views, including
an understanding of whether what they are doing is wise versus whether
it is allowed, which is more of a legal issue. The notion of whether
a particular project is wise requires a scientist to determine whether
a project is beneficial or not. It was argued that, practically speaking,
the discussions should not be focussed on top-down approaches (government
initiatives) but rather on bottom-up approaches (scientist and industry
initiatives). In other words, governments should take notes, take them
home and let scientists and industry sort out how they should proceed.
It was added that it would also be useful to make scientists and industry
representatives aware of their duties and for them to come to the 2005
Meetings. In short, the workshop participant proposed a basket of approaches,
addressing ethics, the legal framework, and codes of conduct.
Several other participants continued to discuss this matter. One noted
that codes of conduct have their limits and are not a panacea, rather,
they should only be one part of several measures. It was added that
the entire situation needs to be looked at from an ethical point of
view, that is, is it ethical to develop biotechnology for harmful purposes
or to protect one's country? The participant also raised the issue of
how to bring the message to the appropriate targets, for example, through
education with UNESCO playing a role or through ISO standards for labs.
In response, a participant noted that both ideas have been looked at
but the relevance of the BWC to UNESCO and the ISO was unclear. It was
suggested that education should begin with states parties. Another participant
agreed that ethics play a major role in the process, noting that they
do not always differ from one group to another nor necessarily have
to start with religion. There was agreement from others on the latter
point. He added that ethics and codes of conduct must come from within
a community and not be imposed from the outside, and that the process
starts with training and getting life scientists to think about the
consequences of what they are doing. In response to this point in particular,
one participant noted that some scientists are a long way from recognizing
that there is even a problem.
Some participants turned to mechanisms versus processes, arguing that
codes of conduct should be looked at from both points of view, that
is, from outside in and vice versa. Another participant noted that it
would be problematic for scientists to define standards for themselves
because this would lack a context, which codes need. It was added that
codes are broader benchmarks for a process and that they cover those
matters that cannot be regulated, whereas regulations are tightly defined
and, once promulgated, are hard to change. Thus, codes are just one
part of the process and education about codes is another.
One participant argued that the issue should be looked at from an economic
point of view, that is, biotechnology as a 'service' with clients and
providers. He added that because marketplaces are inherently amoral,
codes of conduct will be trumped by the marketplace even if the codes
are desirable, and that they only increase the value of the 'services'
by reducing the available supply. He concluded that there must, therefore,
be a system of sanctions to back up the codes. Another participant observed
that one fundamental issue the BWC states parties could talk about is
what is legal and illegal under the BWC. She noted, however, that they
have yet to reach an agreement on this and cannot, therefore, possibly
ask scientists to behave in certain ways in conformity with codes of
conduct. In other words, scientists cannot do their work without governments
doing theirs first.
The speaker on the final paper under this topic argued that the focus
of codes should be on addressing the gap in regulations for the conduct
of research. It was added that there are ethical codes, codes with voluntary
guidelines and codes of practice with enforceable requirements: each
of these types of codes are distinct but interrelated and needed. It
was noted that, in response to the threat of terrorism in the United
States, experiments of concern, including DNA experiments, have been
added to National Institutes of Health guidelines for research related
to biotechnology. It was also noted that a new biosecurity panel will
be established under the guidelines, and that they establish national
and local oversight and codes of conduct. The speaker observed, however,
that these guidelines are only voluntary and consciousness-raising but
do not go far enough because certain industries and government research
(including classified research) are excluded, which are two key sectors
of the life sciences community. It was added that the guidelines are
only advisory, not legally binding, and do not address the international
angle of this problem. The speaker argued for a comprehensive, mandatory,
binding and global set of uniform procedures and standards with licensing
and peer review of experiments before they are undertaken. The system
would build on existing institutions and be a tiered system with a national
review board as well as an implementing body at the global level to
oversee the most dangerous work, similar to WHO's oversight over smallpox
research in the United States and Russia. With regard to codes of practice,
the speaker noted that the mechanisms to prevent terrorists from misusing
biotechnology are overstated, rather, the greater threat is inadvertent
damage, arising out of great advances in science. Accordingly, though
codes of conduct would be consciousness-raising, the codes of practice
described above would be part of a binding and enforceable system.
In response, it was noted that the proposal above is limited to pathogens/infectious
disease agents but that some things, for example, the agent used in
the Moscow theatre, do not fall into this category. In other words,
the proposal appears to be more about controlling dangerous research.
Another participant noted that the proposal seems more concerned about
inadvertent rather than deliberate consequences. Accordingly, it was
queried why we should be concerned about terrorists if they cannot do
this work. With regard to peer review in particular, it was noted that
it only looks at the science but not necessarily the broader biosafety/biosecurity
context. Another participant agreed noting that scientists' estimation
of risk differs from that of other people and that peer review may not
necessarily be useful as a consequence. It was added that what is needed
are denominators of risk, that is, a determination of how many people
have nothing to do with biodefence work or are working on select agents.
It was observed that the other problem is how to have effective constraints
on research when science and industry are international and so many
governments are involved, especially if there is no transparency at
the state level. The speaker responded to these comments by first suggesting
that whether industry will opt into the guidelines is an open question
but that the National Institutes of Health has said that they will become
mandatory if they do not. On the question of whether the proposal covers
research using nonpathogens, it was noted that as the proposal develops,
the process needs to be adaptable to new threats. The speaker confirmed
that the threat of terrorists using existing knowledge for harmful purposes
was less likely than new knowledge being inadvertently and wrongly applied.
With regard to the comments about peer review, it was observed that
scientists must play a role in this process but that oversight would
have to involve other actors as well. Finally, it was noted that the
dual-use problem is not limited to biodefence work alone, and that an
international response to the dual-use problem could include codes of
conduct as well as internationally agreed rules and procedures, perhaps
in the form of a treaty, with obligations that states parties must implement
nationally.
TOWARDS THE SIXTH REVIEW CONFERENCE AND BEYOND
Is the dual-use problem changing?
The first paper under this topic discussed the overriding need for
full transparency to ensure biosecurity. It was noted that people are
placed at greater risk if there is little or no transparency along the
biosecurity chain. Some initial observations were made, for example,
it was observed that biological weapons are different from nuclear and
chemical weapons because they are associated with disease and temporal
delay. It was added that there are institutions to protect public health
against disease but that this is not true for chemical or nuclear weapons.
It was argued that, accordingly, there is something about biological
weapons that goes against the essential value of life sciences being
for the benefit of humanity. Turning to the paper, the speaker noted
that secrecy in respect of dual-use biotechnology is simply wrong. Examples
were given, including experiments by the Japanese in China which had
negative consequences for the Chinese. As a result of the secrecy surrounding
the experiments, however, their claims were not considered legitimate
after the fact. Other dangers were pointed out, namely, the manipulation
of information to obscure threats or the manipulation of threats. It
was argued, for example, that information regarding the anthrax letters
event was manipulated by the government, obscuring the threat to postal
workers and others. It was argued that the government also manipulated
the smallpox threat using fear, leading to a call for vaccinations.
A website developed by students, in response to the construction of
a biotechnology lab at Boston University, was discussed as an example
of ways to promote transparency in this field. This was considered especially
important in light of scientists' naïveté with regard to
accidents in labs and the hazards of doing classified work. In concluding,
the speaker observed that disease models elicit complex responses which
cross organisational boundaries, including the health, military, and
intelligence fields and that these organisations also have possible
international linkages. It was emphasised that the public can be placed
in jeopardy if vital information is distorted or hidden. It was argued
that comprehensive efforts at transparency are therefore needed among
the CDC, the FBI and other intelligence agencies, and local communities
to reduce risk at every juncture. A participant responded by noting
that scientists tend to underestimate risk and queried whether it was
wise to let them do the decision-making on their own, particularly because
they stand to gain from their own risk assessments. The speaker agreed,
and added that they do not see the consequences nor the career implications
of doing classified work.
The next speaker observed how the dual-use problem has changed the
regulatory landscape such that the object of control now is technology,
versus weapons, and the actors subject to these measures are not traditionally
associated with security issues. It was added that the questions that
arise are whether these actors are being addressed correctly and if
the concept of 'dual-use' is being clearly explained to them. It was
noted that the paper was part of a larger work focusing on technology
studies, which reconceptualises the relationship between technology
and science. In other words, technological development is a complex
activity with links to science. It was observed that technology can
be seen as having three interacting parts: the physics of the artefact,
which determines how technology behaves; an imposed function that guides
people's interactions with the technology and determines how it should
behave; and a technological regime within which the other two parts
operate. An example was given of the CD, which can be used for different,
even unintended purposes, accordingly, the change in use is associated
with intention and the key is the appropriateness of the use. The speaker
argued that if the dual-use dilemma is translated into the technology
debate there are parallels, however, technologists do not see dual-use
as an inherent property. That is, they do not perceive that technology
can be automatically used for weapons purposes, rather, it depends on
the context such that technology can be used for good and exploited,
or for bad if banned and proliferated.
Another paper was given under this topic on whether risk assessment
can be a useful method for governing dual-use research. It was asserted
from the outset that risk assessment can be useful if its limits are
recognized, and that it is only one tool among others. It was noted
that the paper looked at dual-use in context and offered a definition
of risk. Risk assessment, in particular, was defined as a way of looking
at how to manage risk, including giving risks a value in order to rank
and compare them. It was observed, however, that these values cannot
be scientifically proven. It was noted that the question of how to harmonise
risks arises from the results of risk assessments. Practically speaking,
risk assessment requires an analysis of the nature and location of the
risk in question, the probability of the risk occurring, vulnerability,
and the resources with which to manage the risk. Lack of data was highlighted
as a potential problem in respect of the probability element. On the
other hand, it was noted that analyses of vulnerability and the resources
to manage risks are fairly easy to determine. Alternatives to risk assessments
were noted including vulnerability studies and scenarios. The speaker
concluded by noting that risk assessment can be a useful tool for policy
makers, especially because it highlights gaps in respect of addressing
dual-use technologies. The limits of its usefulness were nevertheless
emphasised.
Participants had several comments regarding the previous two presentations.
With respect to the argument that technology is neither inherently good
nor bad, a participant observed that the intent underlying biodefence
work in the United States could always be claimed to fall under Article
I of the BWC. He added that using dual-use technology for beneficial
purposes is a matter of trust, accordingly, it would be useful if scientists
could build this trust. On a final note, he observed that the legitimacy
of risk assessment is questionable because it cannot be separated from
politics. Another observed that we have moved from a century of development
to a cornucopia of dual-use technology, and that the problem is not
just a single experiment but entire programs, including ones that should
not be pursued. In response, the first speaker noted that if we do not
assign the properties of good and bad to technology, we have to look
at context and intent. It was argued that a good way forward, from funding
to the end of the project cycle, would be to assess context, use, and
intention. The second speaker agreed that risk assessment models could
work at the research program level, not just at the level of the discrete
experiment.
What outcome would be regarded as successful?
Several papers were presented on this crucial topic. The first speaker
observed that the first four review conferences successfully adapted
themselves over the years to address the important issues at the time.
On the other hand, it was noted that the Fifth Review Conference, held
in 2001 and resumed in 2002, was focussed on rescuing the BWC regime
and concluded with five topics for discussion during the intersessional
period, known as the New Process. A brief description of the Inter Review
Conference process, including the Meetings of Experts and of the States
Parties, was given. The question was also raised of how successful these
meetings have been so far for discussion of each of the topics and promotion
of common understanding and effective action. It was observed, for example,
that the language in the Fourth Review Conference document regarding
the implementation of penal legislation was stronger than that in the
document arising out of the 2003 Meetings, and that there was no action
plan for national implementation of the BWC similar to the OPCW's. The
speaker noted, however, that there was real promise for a positive outcome
at the 2004 Meeting of the States Parties, based on the Meeting of Experts
document, as well as for the 2005 Meetings (Codes of Conduct). The speaker
asserted that the Sixth Review Conference needs a final declaration
to reaffirm and further extend common understandings and that a failure
to do so would erode the BWC regime. He added that an institution is
needed to carry the regime forward because it needs strengthening, and
that there was a need for a legally binding instrument to strengthen
the effectiveness and improve implementation of the BWC. He acknowledged,
however, that there is still some tension in respect of these matters.
Turning to planning, the speaker asserted that stakeholders must start
thinking now about the Inter Review Conference process outcomes, confidence-building
measures (CBMs), and a legally binding instrument. He added that there
must be early consideration of several outstanding issues, that the
states parties' political commitment of 1998 must be recalled, and that
there must be a contingency plan in case the Sixth Review Conference
is unsuccessful.
In the second presentation, it was observed that a successful outcome
to the Sixth Review Conference depends on where you stand, for example,
from within the US or UK governments or from the point of view of an
NGO. He added that events between now and 2006, including individual
agendas, will shape matters. For example, CBMs were successful because
they were planned by some states parties. The speaker argued that a
line needs to be drawn under the past and that mention of the Protocol,
a legally binding instrument or international negotiations on these
topics could be problematic. On the other hand, he observed that there
are still available options and that it would be impossible to dodge
negotiations on a 2006 Review Conference declaration.
A third speaker under this topic observed that the Inter Review Conference
process has been an interim 'something' but that there is still no progress,
for example, on national implementation of the BWC (although he added
that adoption of UN Security Council resolution 1540 may speed things
up). He asserted that the European Union and associated and like-minded
states parties must outline a constructive and realistic way forward,
starting now, with the help of the NGO and scientific communities. It
was added that there must be support and a continued process for meetings
where groups of states parties can identify and evaluate measures to
strengthen the BWC, for example, a VEREX-like group, which could take
into account new initiatives and how they relate to the BWC. He added
that these measures must be evaluated in order to determine which would
fit in the BWC framework and which could stand alone. These might include:
reviewing work on legislation, evaluating progress on Article V and
how to make the consultation process work, possible revision of CBMs,
the establishment of a scientific advisory panel, assistance and protection
in the event of use by non-state actors (taking into account what WHO
is already capable of doing), and work on establishing an OPBW preparatory
commission. Complementary measures were also suggested or confirmed
including those in respect of national oversight, a CBW criminalisation
convention, a biosecurity convention, industry involvement, a verification
mechanism under the UN Secretary-General, work under resolution 1540,
surveillance of disease, PSI, biosafety regulations, and licensing.
With regard to CBMs, in particular, it was suggested that electronic
filing could be considered, the poor numbers of returns should be addressed,
and perhaps some of them could be made mandatory. In concluding, the
speaker emphasised that there must be a Sixth Review Conference declaration
which points the way forward, including, at the very least, formal meetings,
mandatory and new CBMs, and a processing unit for declarations.
In response to these presentations, a participant observed that all
of the proposals were good. However, he observed that following the
2001/2 Review Conference, efforts were driven by concerns about anthrax
attacks and terrorism and became a highly fragmented process. He argued
that stakeholders must go back to see how activities surrounding the
BWC can be integrated into it. He added that if this is not successful,
what is left must be evaluated, namely Article I and its preservation
in the face of changes in biotechnology and what has already taken place
under the auspices of biodefence. With regard to national implementation
of the BWC, he asserted that resolution 1540 does not let this work
take place within the context of the Convention. He also observed that
it will be difficult to continue with CBMs if there is not agreement
on them already. A participant disagreed that BWC activities were taking
place in other fora and that what has happening under resolution 1540
was unclear, but the Review Conference could comment on whether states
parties were in compliance with Article IV. Another participant argued
that the focus of the Sixth Review Conference must be on the minimum
so that it does not collapse. She added that annual meetings could be
useful. The possibility of a modular approach to implementation and
verification systems was raised, including a BWC technical support unit
set up outside the treaty regime, which could assist with universality,
implementation, coordinating meetings, and serving as an information
clearinghouse for all BWC states parties. She added that such a body
may not be necessary as a result of resolution 1540. However, she noted
that it could be a modest start for institution building.
Another participant noted that discussion of a legally binding instrument
at the Sixth Review Conference was not completely unreasonable because
there was willingness to discuss it before July 2001. It was suggested
that, alternatively, negotiations on sensitive topics could take place
elsewhere if not at the Review Conference. The participant added that
a list of agents to be controlled could be the basis for a decision.
Another participant noted with approval that civil society was ahead
of the states parties in respect of carrying the BWC regime forward,
but observed that at least there was some multilateral process in place
for the time being, i.e., the Inter Review Conference process. He added
that some state parties would have liked to put a verification mechanism
on the agenda for the Review Conference and that there was disappointment
over the failure of the Protocol, but that resolution 1540 may have
imposed some limits on what can be done for now. It was suggested by
a participant that perhaps it is not a bad thing that biological weapons
issues are moving away from the BWC to where the power is, and that
it is critical that the Sixth Review Conference strengthen the norm
against misuse of dual-use biotechnology. In response to this comment
and concerned about the fragmentation of the BWC, a participant observed
that it would be useful to have a body such as the DDA to house offers
of assistance, including regional and bilateral offers. Another participant
raised the question of what will be discussed at the Sixth Review Conference
in respect of the Inter Review Conference process, and queried what
the point would be of meetings after the Conference if nothing arises
from the intersessional Meetings. It was emphasised by another participant
that there are certain things that must be done before the Sixth Review
Conference, including the reaffirmation of the BWC's basic prohibitions
and political action by states parties willing to take the risk, as
well as more publicity about the BWC and the upcoming Conference. He
suggested that it is too early to predict what the Conference will look
like, but that it would be a good idea to develop several action scenarios.
Turning in particular to the impact of the Protocol's collapse in 2001,
a participant observed that it was easy to blame the United States in
the beginning for it but that, ultimately, all states parties were responsible.
He recommended that the plenary session in 2006 decide on how to move
ahead and not revisit the shadow of 2001. He also suggested that the
results of the Inter Review Conference process be focussed on strengthening
the Convention, and that the states parties must decide how they want
to do this. Another participant agreed that there was a danger of the
2006 Conference being informed by what happened in 2001 and in assigning
blame to one state party for the collapse of the Protocol. He agreed
that a modular approach to strengthening the BWC regime would be acceptable,
if voluntary. He added that it is in the states parties' hands in 2006
as to whether they want the BWC to be at the centre, or at the periphery
once again as it was in 2001. Based on past practice, he suggested that
the Sixth Review Conference review the BWC regime in toto.
How to deal with outcomes of the Inter Review Conference process?
A presentation was made under this topic on how to remedy the BWC's
institutional deficit. The speaker observed that organisations are needed
for practical reasons, such as to carry out those things states parties
must do collectively, rather than what they can only accomplish at review
conferences. He added that the BWC in fact needs an OPBW, but that it
would be unrealistic to try to establish one at the 2006 Review Conference.
Accordingly, he suggested that less ambitious arrangements are needed,
perhaps a body that could carry out some of the proposals highlighted
by earlier speakers, as well as older stream activities and those arising
from the Inter Review Conference process. He observed, however, that
such a confluence will not happen without care. Regarding the final
declaration of the 2006 Review Conference, he noted that it may not
be confined to products of the Inter Review Conference process, and
that they would only be one set of many inputs. He added that the Review
Conference should range over the entire BWC regime and that this should
be reflected in the final declaration. Concerning results of the Inter
Review Conference process, he observed that some states parties are
already discussing annual meetings, and added that one topic for these
meetings could be scientific and technological developments. It was
noted that a scientific advisory panel might be useful for enabling
states parties to have early warning of threats to the BWC regime and
that it could report to the annual meetings. As a fallback, the speaker
asserted that a bureau could be authorised to hold open-ended meetings
at its discretion, which would combine a nucleus of responsibility with
breadth of participation. He added that efforts of the Conference Secretariat
prior to the Sixth Review Conference should be consolidated into the
Secretariat in the years following the Conference, short of turning
it into an OPBW. Finally, he noted that the suggestions above would
not require any kind of amendment process, rather, they are within the
power of the Review Conference to adopt.
How to deal with unfinished business?
Confidence-building measures (CBMs) were the first item to be discussed
under this topic. The speaker started by giving a brief history of these
measures and noted that, thus far, only 89 out of 152 current states
parties had submitted any. He also discussed one state party's efforts
in respect of CBMs, including a handbook, demarches to states parties
on submissions of CBMs, technical assistance, bilateral approaches during
meetings, and highlighting CBMs during speeches. The speaker urged that,
in moving forward, more CBMs should be submitted and in a timely manner.
He added that there is a lack of analysis of what has been submitted
and noted that translation costs were considerable, but argued for more
assistance in preparing CBMs, translation, discussion of the measures
at meetings, greater accessibility to them, and greater transparency
to improve accountability.
Another speaker discussed a report that had been prepared for the Dutch
presidency of the EU indicating what Europe could do for the Sixth Review
Conference. It was noted that Europe had several options: the first
was to aim high and call for some kind of verification and compliance
mechanism but it was cautioned that this could create tension with the
United States. The second would be a minimalist approach with a bland
final declaration and an agreement to meet again in 2011. The third
was a middle approach whereby Europe could, through its soft power and
under its WMD strategy, put a non-proliferation clause in trade agreements.
It was added that the EU could also create expertise within the EU and
encourage informal assistance efforts in respect of implementing the
BWC with the objective of something more formal down the road. On the
other hand, it was noted that submissions of CBMs were down in Europe,
making it hard for it to look serious about the BWC. Accordingly, the
speaker argued that it might be useful to take a look at who has called
for an OPBW but has not been submitting their CBMs. He added that it
would also be useful to start identifying members of the diplomatic
corps who will be in posts during the Sixth Review Conference for contact
and long-term decision making.
The next speaker briefly mentioned the United Kingdom's suggestion
at the Fifth Review Conference for meetings at which scientific and
technological developments can be discussed. He noted that his paper
reviews these developments over the course of some of the earlier conferences.
Related to this, another speaker discussed a report calling for the
need to enhance regulations governing genome data, particularly in light
of their dual-use potential. He noted that thought should be given to
formal methodologies and risk assessments for evaluating the benefits
and costs associated with genome data, and added that there should be
a review of how this data could be used by terrorists and of its availability
on the internet, and of whether it is subject to export controls. With
regard to the transparency of genome data, he noted that some information
probably must be withheld but that we must be satisfied as to why it
has been, who has made the decision, and what has been kept back.
The final speaker at the 2004 workshop on the BWC discussed The BioWeapons
Prevention Project (BWPP) - a global civil society activity - and its
aims and objectives. It was observed that non-governmental organisation
participation in monitoring the BWC is limited, accordingly, BWPP is
addressing this shortage of attention by creating a global network to
strengthen the norm against misuse of biotechnology. The success of
the project in South Africa was briefly discussed, including positive
responses from government, industry, scientists, and academia. It was
noted that a course had been prepared on the norm against misuse of
biotechnology, regulations and ethical decision-making, and that BWPP
hopes to make this course available to all life science students. BWPP's
efforts to mark the upcoming 30th anniversary of the BWC were also noted.